Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Danielle Marie FasciJ.P. Morgan Securities LLCSagePoint Financial, Inc.01-04-2019
Phyllis BartolottaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-13-2018
Joshua R DyerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2512-03-2018
Christina Rachelle Clement LoyaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-07-2018
Eric Marvin DyeJ.P. Morgan Securities LLCFinancial Engines Advisors L.L.C.08-07-2018
Andrew Michael ShawJ.P. Morgan Securities LLCThrivent Investment Management Inc.03-12-2018
Eduardo Jorge SalidoJ.P. Morgan Securities LLCFarmers Financial Solutions, LLC11-10-2017
Aaron Joseph LampertJ.P. Morgan Securities LLCSecurities America, Inc.11-07-2017
Sara Rae O'BrienJ.P. Morgan Securities LLCCetera Investment Services LLC10-26-2017
Stephan James FaustJ.P. Morgan Securities LLCCitigroup Global Markets Inc.$107-07-2017
Sean Thomas NeelJ.P. Morgan Securities LLCEdward Jones05-26-2017
Jake Aaron CarlsonJ.P. Morgan Securities LLCStratos Wealth Partners, Ltd03-01-2017
Yavin Jay CranshawJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-23-2016
Breton Donald SteinJ.P. Morgan Securities LLCVoya Investments Distributor, LLC06-28-2016
Frank John Renda Jr.J.P. Morgan Securities LLCSagePoint Financial, Inc.$2506-09-2016
Thomas Steven WiegandJ.P. Morgan Securities LLCGriffin Capital Securities, LLC$105-13-2016
Daniel Adair MorrisJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2016
Michael Conrad SundbergJ.P. Morgan Securities LLCAXA Advisors, LLC02-12-2016
Daniel Jonathan SlagerJ.P. Morgan Securities LLCMorgan Stanley01-29-2016
Scott Gregory HouseJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2015
Donald Anthony VannessJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-31-2015
Jeffrey Eugene TaylorJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.03-31-2015
John Paul GivensJ.P. Morgan Securities LLCPFS Investments Inc.11-24-2014
Bradley James GrabowyJ.P. Morgan Securities LLCUBS Financial Services Inc.11-17-2014
John Wesley Marsh IIJ.P. Morgan Securities LLCNorthern Trust Securities, Inc.10-17-2014
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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