Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Anthony MonaccioJ.P. Morgan Securities LLCLPL Financial LLC09-10-2020
Carlos Daniel FigueroaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-24-2020
Scott McQuistanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-11-2020
James R WallaceJ.P. Morgan Securities LLCNortheast Planning Associates, Inc.02-18-2020
Jennifer Lynn McCallianJ.P. Morgan Securities LLCVanguard Marketing Corporation01-28-2020
Susan MatternJ.P. Morgan Securities LLCBMO Harris Financial Advisors, Inc.01-17-2020
Michele Denise HopsonJ.P. Morgan Securities LLCNYLIFE Securities LLC01-16-2020
Jorge CardenasJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2020
Fanar NissanJ.P. Morgan Securities LLCVALIC Financial Advisors, Inc.12-03-2019
Trevor Lee HeyingJ.P. Morgan Securities LLCUSAA Investment Services Company11-20-2019
Joshua Matthew PrestonJ.P. Morgan Securities LLCUSAA Financial Advisors, Inc.09-06-2019
Walter H MegoJ.P. Morgan Securities LLCUSAA Investment Services Company08-27-2019
Keith HuebnerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2019
Billie J VanlithJ.P. Morgan Securities LLCCetera Advisor Networks LLC$2505-28-2019
Scott HuttoJ.P. Morgan Securities LLCTD Ameritrade, Inc.05-28-2019
Xanadu CarterJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-30-2019
Jose Armando NoriegaJ.P. Morgan Securities LLCVanguard Marketing Corporation03-19-2019
Victoria MatusJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.02-01-2019
Danielle FasciJ.P. Morgan Securities LLCSagePoint Financial, Inc.01-04-2019
Phyllis BartolottaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-13-2018
Joshua R DyerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2512-03-2018
Carrie Lee BrumbaughJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-06-2018
Kristine Ann GibsonJ.P. Morgan Securities LLCMorgan Stanley10-05-2018
Robert W CouchenourJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-03-2018
Michelle L ViolaJ.P. Morgan Securities LLCLPL Financial LLC09-25-2018
Next Page »

Showing 1 to 25 of 55 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.