Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alicia Cassar RiddleJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2019
Daniel CaraveoJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2019
Walter H. MegoJ.P. Morgan Securities LLCUSAA Investment Management Company08-27-2019
Tanner R WelchJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2019
Keith Richard HuebnerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2019
Billie J. VanlithJ.P. Morgan Securities LLCCetera Advisor Networks LLC$25005-28-2019
Scott HuttoJ.P. Morgan Securities LLCTD Ameritrade, Inc.05-28-2019
Xanadu Jean Lillian CarterJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-30-2019
Tyler Joseph KustJ.P. Morgan Securities LLCEdward Jones04-01-2019
Victoria MatusJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.02-01-2019
Karlyn Deborah LyonsJ.P. Morgan Securities LLCVanguard Marketing Corporation02-01-2019
Danielle Marie FasciJ.P. Morgan Securities LLCSagePoint Financial, Inc.01-04-2019
Phyllis BartolottaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-13-2018
Joshua R. DyerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25012-03-2018
Jun Ha YoonJ.P. Morgan Securities LLCVanguard Marketing Corporation10-23-2018
Kristine Ann GibsonJ.P. Morgan Securities LLCMorgan Stanley10-05-2018
Robert W. CouchenourJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-03-2018
Eric Christopher KnowlesJ.P. Morgan Securities LLCBBVA Securities Inc.09-26-2018
Michelle L. ViolaJ.P. Morgan Securities LLCLPL Financial LLC09-25-2018
Stephen Jon ArntsonJ.P. Morgan Securities LLCRaymond James Financial Services, Inc.$10009-04-2018
Eric L. SmithJ.P. Morgan Securities LLCBBVA Securities Inc.08-28-2018
Christina Rachelle Clement LoyaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-07-2018
Eric Marvin DyeJ.P. Morgan Securities LLCFinancial Engines Advisors L.L.C.08-07-2018
Lonnie Eugene DavisJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2018
Kashmira QureshiJ.P. Morgan Securities LLCMorgan Stanley07-26-2018
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Showing 1 to 25 of 70 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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