Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alfonso Carreno IIJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Christopher G. ClausonJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Christina Deann CareyJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Aaron W BrewerJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Michelle C CarducciJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Kevin Paul StewartJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Mark J. SimingtonJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Christopher Michael StokesJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Anna D. WaltmanJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Jesus TarinJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Robert W. AndersonJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Christina RamosJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Brian E. OwensJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Jorge E. ZavalaJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Daniel Dwaine SladeJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Samuel Eduardo HurtadoJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Ulises BarreraJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Cory Scott MadoneczkyJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Hope Helene SmithJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Chadi M MajedJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2013
Abimael ZavalaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2013
Christina Ann LipariJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC12-16-2013
Janet Bahara VanbuskirkJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-14-2014
Kristen Marie BeckbissingerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2014
John Wesley Marsh IIJ.P. Morgan Securities LLCNorthern Trust Securities, Inc.10-17-2014
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Showing 51 to 75 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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