Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley James GrabowyJ.P. Morgan Securities LLCUBS Financial Services Inc.11-17-2014
Daniel Jonathan SlagerJ.P. Morgan Securities LLCMorgan Stanley01-29-2016
Daniel Adair MorrisJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2016
Thomas WiegandJ.P. Morgan Securities LLCGriffin Capital Securities, LLC05-13-2016
Frank John Renda Jr.J.P. Morgan Securities LLCSagePoint Financial, Inc.$2506-09-2016
Breton Donald SteinJ.P. Morgan Securities LLCVoya Investments Distributor, LLC06-28-2016
Stephan James FaustJ.P. Morgan Securities LLCCitigroup Global Markets Inc.07-07-2017
Jarrad James KnutsonJ.P. Morgan Securities LLCFirst Financial Equity Corporation08-04-2017
Aaron Joseph LampertJ.P. Morgan Securities LLCSecurities America, Inc.11-07-2017
Andrew Michael ShawJ.P. Morgan Securities LLCThrivent Investment Management Inc.03-12-2018
Robert Lee Saho Jr.J.P. Morgan Securities LLCCharles Schwab & Co., Inc.05-10-2018
Dominick Frank Mattia Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2018
Lonnie Eugene DavisJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2018
Eric Marvin DyeJ.P. Morgan Securities LLCFinancial Engines Advisors L.L.C.08-07-2018
Christina Rachelle Clement LoyaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-07-2018
Joshua R. DyerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2512-03-2018
Phyllis BartolottaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-13-2018
Danielle Marie FasciJ.P. Morgan Securities LLCSagePoint Financial, Inc.01-04-2019
Victoria MatusJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.02-01-2019
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Showing 76 to 94 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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