Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Delos HydeJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Aaron Joseph LampertJ.P. Morgan Securities LLCSecurities America, Inc.11-07-2017
Aaron W BrewerJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Abimael ZavalaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2013
Alfonso Carreno IIJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Andrew Michael ShawJ.P. Morgan Securities LLCThrivent Investment Management Inc.03-12-2018
Anna D. WaltmanJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Anthony Todd DukeJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Benjamin Andrew YatesJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Bradley James GrabowyJ.P. Morgan Securities LLCUBS Financial Services Inc.11-17-2014
Breton Donald SteinJ.P. Morgan Securities LLCVoya Investments Distributor, LLC06-28-2016
Brian E. OwensJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Brian Taylor ArmstrongJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Chad Michael MarkhamJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Chadi M MajedJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2013
Christina Ann LipariJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC12-16-2013
Christina Deann CareyJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Christina Rachelle Clement LoyaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-07-2018
Christina RamosJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Christopher G. ClausonJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Christopher Michael StokesJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Cory Scott MadoneczkyJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Dakar VillaJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Daniel Adair MorrisJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2016
Daniel Dwaine SladeJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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