Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allen Lorenzi Ira Shapiro Michael WalkerLPL Financial LLCWells Fargo Advisors Financial Network, LLC$37508-13-2020
James LesniewskiLPL Financial LLCAmeriprise Financial Services, LLC$6009-30-2016
John M Cartolano JrLPL Financial LLCAmeriprise Financial Services, LLC$20009-26-2013
Timothy HammondLPL Financial LLCUSAA Financial Advisors, Inc.$12512-08-2016
Scott PilchardLPL Financial LLCManning & Napier Investor Services, Inc.$7701-04-2017
Sharon Barton Jay SpectorLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$31107-28-2017
Elizabeth Mahoney Robert RittelLPL Financial LLCWells Fargo Clearing Services, LLC$18501-07-2016
Rhonda Chavez Michael Woods Kevin PittsLPL Financial LLCWells Fargo Clearing Services, LLC$15006-19-2015
Dawna Westberg-WelchLPL Financial LLCJPMorgan Chase & Co.$6604-01-2016
Christine Jean CarlinLPL Financial LLCKMS Financial Services, Inc.09-23-2020
Stephanie A FollinLPL Financial LLCMML Investors Services, LLC09-22-2020
Linda Christine MarkhamLPL Financial LLCCetera Advisors LLC$2509-01-2020
Michael James WalkerLPL Financial LLCWells Fargo Advisors Financial Network, LLC$10008-13-2020
Allen Bruno LorenziLPL Financial LLCWells Fargo Advisors Financial Network, LLC$2508-13-2020
Ira Marc ShapiroLPL Financial LLCWells Fargo Advisors Financial Network, LLC$10008-13-2020
Joshua Christopher BlissLPL Financial LLCFBL Marketing Services, LLC08-13-2020
Lance Anthony RaoLPL Financial LLCSagePoint Financial, Inc.05-18-2020
Christopher Robin PriceLPL Financial LLCBancWest Investment Services, Inc.04-30-2020
Alyn Scott RumboldLPL Financial LLCRaymond James Financial Services, Inc.$5004-24-2020
Stephanie Christen MezaLPL Financial LLCWestern International Securities, Inc.03-30-2020
Donald James AmicoLPL Financial LLCEdward Jones02-27-2020
Barbara Jean MarquisLPL Financial LLCWells Fargo Clearing Services, LLC$5002-13-2020
Peter GirgisLPL Financial LLCAmeriprise Financial Services, LLC02-11-2020
Steven Alan FosterLPL Financial LLCVoya Financial Advisors, Inc.01-06-2020
Timothy James BowserLPL Financial LLCSagePoint Financial, Inc.12-13-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.