Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
---|---|---|---|---|
Terry Lee Hoover | LPL Financial LLC | Stifel, Nicolaus & Company, Incorporated | — | 09-05-2019 |
Marcin Urbanowicz | LPL Financial LLC | Cadaret, Grant & Co., Inc. | $50 | 08-13-2019 |
Robert Eugene Nichols | LPL Financial LLC | Raymond James Financial Services, Inc. | $50 | 06-14-2019 |
Brandon T. Wann | LPL Financial LLC | Presidential Brokerage, Inc. | $50 | 05-17-2019 |
Martial Camille Martinoni | LPL Financial LLC | Ameriprise Financial Services, Inc. | $95 | 04-25-2019 |
Wade T Cardon | LPL Financial LLC | Ameriprise Financial Services, Inc. | $80 | 04-25-2019 |
James Key Edwards | LPL Financial LLC | Morgan Stanley | $50 | 03-05-2019 |
Jonathan Wesley Edwards | LPL Financial LLC | Morgan Stanley | — | 03-05-2019 |
Sean Thomas Neel | LPL Financial LLC | J.P. Morgan Securities LLC | — | 03-04-2019 |
Christina Rose Vignery | LPL Financial LLC | Edward Jones | — | 01-18-2019 |
Andrew Dale Gaber | LPL Financial LLC | Ameriprise Financial Services, Inc. | — | 08-30-2018 |
Barak Judah Tanzer | LPL Financial LLC | KMS Financial Services, Inc. | $100 | 08-21-2018 |
James Sam Vaccaro | LPL Financial LLC | BMO Harris Financial Advisors, Inc. | — | 06-29-2018 |
David Jazo | LPL Financial LLC | INVEST Financial Corporation | $50 | 02-14-2018 |
Alejandra Paredes | LPL Financial LLC | INVEST Financial Corporation | — | 02-14-2018 |
Michael Anthony Zingale | LPL Financial LLC | H. Beck, Inc. | — | 12-15-2017 |
John Barton Schannep | LPL Financial LLC | National Planning Corporation | $100 | 11-29-2017 |
Arthur Thomas Bertolina | LPL Financial LLC | National Planning Corporation | $100 | 11-29-2017 |
Shawn Michael Swenson | LPL Financial LLC | National Planning Corporation | $100 | 11-29-2017 |
Robert Tipping Campbell | LPL Financial LLC | National Planning Corporation | $100 | 11-29-2017 |
Chad Duane Anderson | LPL Financial LLC | Investment Centers of America, Inc. | $50 | 11-29-2017 |
Barclay David Schulz | LPL Financial LLC | National Planning Corporation | $50 | 11-29-2017 |
Timothy Robert O'Neil | LPL Financial LLC | National Planning Corporation | $25 | 11-29-2017 |
Robert Douglas Wright Jr. | LPL Financial LLC | National Planning Corporation | $25 | 11-29-2017 |
James Allan Helfinstine | LPL Financial LLC | National Planning Corporation | $15 | 11-29-2017 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.