Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barbara Jean MarquisLPL Financial LLCWells Fargo Clearing Services, LLC$5002-13-2020
Travis J. McGannLPL Financial LLCWells Fargo Clearing Services, LLC$5011-15-2017
John Christian NielsenLPL Financial LLCWells Fargo Clearing Services, LLC$4007-27-2017
Talisa K. MedinaLPL Financial LLCWells Fargo Clearing Services, LLC06-29-2017
Bruce Andrew LindvigLPL Financial LLCWells Fargo Clearing Services, LLC$1003-10-2017
David William RomeroLPL Financial LLCWells Fargo Clearing Services, LLC$5001-13-2017
Asha JainLPL Financial LLCWells Fargo Clearing Services, LLC$2511-10-2016
Christopher PopkeyLPL Financial LLCWells Fargo Clearing Services, LLC10-28-2016
Derek Jason AllsupLPL Financial LLCWells Fargo Clearing Services, LLC03-18-2016
Richard Monnett Everhart Jr.LPL Financial LLCWells Fargo Clearing Services, LLC02-01-2016
Robert Eliot RittelLPL Financial LLCWells Fargo Clearing Services, LLC$5001-07-2016
Teresa Lynn GiarrussoLPL Financial LLCWells Fargo Clearing Services, LLC$1001-07-2016
Elizabeth Ann MahoneyLPL Financial LLCWells Fargo Clearing Services, LLC$5001-07-2016
Howard R. Dal MonteLPL Financial LLCWells Fargo Clearing Services, LLC10-05-2015
Michael Denis WoodsLPL Financial LLCWells Fargo Clearing Services, LLC06-19-2015
Kevin Ray PittsLPL Financial LLCWells Fargo Clearing Services, LLC$5006-19-2015
Kelli Maureen RileyLPL Financial LLCWells Fargo Clearing Services, LLC$5005-23-2014
Tonette Michelle EcholsLPL Financial LLCWells Fargo Clearing Services, LLC$1005-23-2014
Paul Clement WintermantelLPL Financial LLCWells Fargo Clearing Services, LLC$5009-27-2013
Gary Linn ReavesLPL Financial LLCWells Fargo Clearing Services, LLC$2507-13-2012
Alicia Ann FleurquinLPL Financial LLCWells Fargo Clearing Services, LLC10-02-2009
Joel S. Vergel De DiosLPL Financial LLCWells Fargo Clearing Services, LLC10-01-2009
Mark John FaberLPL Financial LLCWells Fargo Clearing Services, LLC06-29-2009
Jacob A. Paltzer Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$15004-03-2009
Anthony Theodore RochaLPL Financial LLCWells Fargo Clearing Services, LLC01-20-2009

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.