Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Vincent Ramundo Jr.MML Investors Services, LLCNYLIFE Securities LLC01-15-2020
Jacob August CeschinMML Investors Services, LLCMutual of Omaha Investor Services, Inc.01-14-2020
David Bruce RocheMML Investors Services, LLCBBVA Securities Inc.$2512-05-2019
Luis Ivan CruzMML Investors Services, LLCPark Avenue Securities LLC$15011-05-2019
Karen Louise KalmanMML Investors Services, LLCLPL Financial LLC$5011-04-2019
Josiah Paul MartinMML Investors Services, LLCMorgan Stanley09-20-2019
Charles Mitten FoxMML Investors Services, LLCVanguard Marketing Corporation09-09-2019
Joseph Patrick Dolce IIMML Investors Services, LLCAllianz Life Financial Services, LLC06-17-2019
Nicholas Daniel GoinsMML Investors Services, LLCWells Fargo Clearing Services, LLC05-22-2019
Daniel A. CapoteMML Investors Services, LLCMutual of Omaha Investor Services, Inc.04-04-2019
Jordan Michael McCaffreyMML Investors Services, LLCEdward Jones02-20-2019
Matthew Anthony Martinez IIIMML Investors Services, LLCPackerland Brokerage Services, Inc.02-05-2019
Dunneille Derey AndersonMML Investors Services, LLCAXA Advisors, LLC09-20-2018
Jason Theodore RobinsonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$109-13-2018
Michael CaffreyMML Investors Services, LLCUnion Capital Company06-19-2018
Taylar B. OwenMML Investors Services, LLCUSAA Investment Management Company02-27-2018
Kenneth B. BoswellMML Investors Services, LLCAXA Advisors, LLC07-26-2017
William Carver StewardMML Investors Services, LLCMML Investors Services, LLC06-15-2017
Sean P. HeneyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-19-2017
Robert J. CacioppoMML Investors Services, LLCNYLIFE Securities LLC05-09-2017
David Edward AyalaMML Investors Services, LLCEdward Jones04-25-2017
Ryan Edward QuigleyMML Investors Services, LLCUSAA Financial Advisors, Inc.04-04-2017
Jake D. BrownMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2017
Brian Howard JonesMML Investors Services, LLCBrookstone Capital Management LLC02-24-2017
Anthony Michael EatonMML Investors Services, LLCLPL Financial LLC02-14-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.