Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Lewis VetaMML Investors Services, LLCPark Avenue Securities LLC04-28-2020
Jacob August CeschinMML Investors Services, LLCMutual of Omaha Investor Services, Inc.01-14-2020
David Bruce RocheMML Investors Services, LLCBBVA Securities Inc.$2512-05-2019
Luis Ivan CruzMML Investors Services, LLCPark Avenue Securities LLC$15011-05-2019
Karen Louise KalmanMML Investors Services, LLCLPL Financial LLC11-04-2019
Joseph Patrick Dolce IIMML Investors Services, LLCAllianz Life Financial Services, LLC06-17-2019
Nicholas Daniel GoinsMML Investors Services, LLCWells Fargo Clearing Services, LLC05-22-2019
Daniel A CapoteMML Investors Services, LLCMutual of Omaha Investor Services, Inc.04-04-2019
Jordan Michael McCaffreyMML Investors Services, LLCEdward Jones$15002-20-2019
Matthew Anthony Martinez IiiMML Investors Services, LLCPackerland Brokerage Services, Inc.02-05-2019
Jason Theodore RobinsonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-13-2018
Taylar B OwenMML Investors Services, LLCUSAA Investment Services Company02-27-2018
Sean Patrick HeneyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-19-2017
Thomas Herbert HouseMML Investors Services, LLCBMO Harris Financial Advisors, Inc.10-07-2016
David O MerrellMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-17-2016
Jeremy David HazenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-22-2016
Nicholas J PenidoMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-06-2016
Lauren Pua Laa ElyMML Investors Services, LLCVoya Investments Distributor, LLC07-01-2015
Max Alexander DembowMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-15-2015
Matthew Boyce Lowery SrMML Investors Services, LLCBMO Harris Financial Advisors, Inc.09-17-2014
David Richard KrollMML Investors Services, LLCNew England Securities09-01-2010
Karen Lynne StarbowskiMML Investors Services, LLCLincoln Financial Advisors Corporation08-26-2010
Ryan KloseMML Investors Services, LLCSagePoint Financial, Inc.$10004-06-2009

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.