Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Paul KloseMML Investors Services, LLCSagePoint Financial, Inc.$10004-06-2009
Jonathan David ArcherMML Investors Services, LLCPrincipal Securities, Inc.08-25-2010
Karen Lynne StarbowskiMML Investors Services, LLCLincoln Financial Advisors Corporation08-26-2010
David Richard KrollMML Investors Services, LLCNew England Securities09-01-2010
Glen Roland GabrielsonMML Investors Services, LLCNYLIFE Securities LLC$1004-10-2013
Jesse David WagnerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-01-2014
Matthew Boyce LoweryMML Investors Services, LLCBMO Harris Financial Advisors, Inc.09-17-2014
Max Alexander DembowMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-15-2015
Lauren Pua Laa ElyMML Investors Services, LLCVoya Investments Distributor, LLC07-01-2015
Kanwar Dalip SinghMML Investors Services, LLCPrincipal Securities, Inc.07-21-2015
Patrick CorleyMML Investors Services, LLCMutual of Omaha Investor Services, Inc.08-17-2015
Christopher Mark HilyerMML Investors Services, LLCForesters Financial Services, Inc.08-21-2015
Nicholas J. PenidoMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-06-2016
Ryan Evan LoyndMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-14-2016
Matthew Joseph DoddMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-16-2016
Adam Seth WhitingMML Investors Services, LLCNYLIFE Securities LLC03-02-2016
Christian James McGahaMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-09-2016
Daniel Francis FoleyMML Investors Services, LLCNYLIFE Securities LLC03-28-2016
David O MerrellMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-17-2016
Thomas H. HouseMML Investors Services, LLCBMO Harris Financial Advisors, Inc.10-07-2016
Edward Charles BarthelmeMML Investors Services, LLCEdward Jones01-12-2017
Anthony Michael EatonMML Investors Services, LLCLPL Financial LLC02-14-2017
Brian Howard JonesMML Investors Services, LLCBrookstone Capital Management LLC02-24-2017
Jake D. BrownMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2017
Ryan Edward QuigleyMML Investors Services, LLCUSAA Financial Advisors, Inc.04-04-2017
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.