Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel A. CapoteMML Investors Services, LLCMutual of Omaha Investor Services, Inc.04-04-2019
Matthew Anthony Martinez IIIMML Investors Services, LLCPackerland Brokerage Services, Inc.02-05-2019
Jason Theodore RobinsonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-13-2018
Sean P. HeneyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-19-2017
Robert J. CacioppoMML Investors Services, LLCNYLIFE Securities LLC05-09-2017
John Lewis CampbellMML Investors Services, LLCMetLife Securities Inc.03-25-2017
James Eugene MarinoMML Investors Services, LLCMetLife Securities Inc.03-25-2017
William Joseph BabickeMML Investors Services, LLCMetLife Securities Inc.03-25-2017
William Eugene TianiMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Frank Neal YoudelmanMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Daniel Scott JustusMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Robert Michael HellerMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Stewart E. KanzlerMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Rodney Lee BoelterMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Jason Charles BenedettiMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Timothy James WhitneyMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Brian Louis UrciuoliMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Jonathan Dean MabbMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Robert Isaac GershkowitzMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Jeremy A. CookMML Investors Services, LLCMetLife Securities Inc.03-25-2017
David HicksonMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Victoria Lynn ThomasMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Paul L. GubinMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Martin Earl BattockMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Thomas H. HouseMML Investors Services, LLCBMO Harris Financial Advisors, Inc.10-07-2016
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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