Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nihaal Mohan RaoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC$15001-28-2009
Daniel Robert Bott SrMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15005-29-2009
Daniel Bott IiMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5005-29-2009
Jorge Gomez Del CampoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUbs International Inc.$15006-05-2009
Daniel L HaselhorstMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianz Life Financial Services, LLC08-26-2009
Christopher J KitaeffMerrill Lynch, Pierce, Fenner & Smith IncorporatedRoth Capital Partners, LLC10-26-2009
Michael Drake WoodsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1,00011-06-2009
Brett Michael WoodsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2511-06-2009
Bryan J WollheimMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5011-25-2009
Patrick Evan BertenshawMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5009-10-2010
Nason Joseph BoucheMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.09-13-2010
Nicolas B CastanedaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-01-2010
Derek J PatlaMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC02-22-2011
Russell Lee TrappMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.05-23-2011
Donald RiddleMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation07-18-2011
Remo AntoniolliMerrill Lynch, Pierce, Fenner & Smith IncorporatedFSC Securities Corporation$5008-22-2011
Christopher J RiegerMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC09-12-2011
Jeffrey Allan MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-23-2011
Robert Richard MunozMerrill Lynch, Pierce, Fenner & Smith IncorporatedNext Financial Group, Inc.$2510-24-2011
Jonathan RiethMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation10-24-2011
Dennis W Butner IiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-21-2011
David A LopezMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.12-19-2011
Jarret Nicholas HauchMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC01-09-2012
Andrew Allen HeckelMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$14501-13-2012
Donna Marie LoroMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-13-2012
Next Page »

Showing 1 to 25 of 137 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.