Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Clay NixonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-13-2017
David Brian GreenbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedNortheast Securities, Inc.$5002-06-2017
Rafael Galvao De OliveiraMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.02-06-2017
Katelyn Clark GallagherMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.02-09-2017
Kieron John FlintMerrill Lynch, Pierce, Fenner & Smith IncorporatedMFS Fund Distributors, Inc.02-14-2017
Anthony Michael KingMerrill Lynch, Pierce, Fenner & Smith IncorporatedUSAA Financial Advisors, Inc.02-17-2017
Brian W. BorsMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.03-09-2017
Daniel Stephen BrennanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.03-28-2017
Justin Wray NewmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Securities Inc.04-03-2017
Jurate MayerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-25-2017
Kathryn Jane HallMerrill Lynch, Pierce, Fenner & Smith IncorporatedBMO Harris Financial Advisors, Inc.06-12-2017
Ethan Oliver RivasMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.07-03-2017
Kenneth Patrick ScullyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-21-2017
Janet Joann BrandtMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC08-23-2017
William Phillip Aeson JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.08-31-2017
Carson Allen HymasMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-31-2017
Rolando M. QuintanaMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.09-26-2017
Wynn PayackapanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$3310-06-2017
Scott E. Smithson Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC10-23-2017
Nicholas James HarperMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC11-27-2017
Cynthia Marie EarlMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-29-2017
Ruggero Enrico BorlettiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15011-30-2017
Rayan AliMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-11-2017
Annette Guerra MusaMerrill Lynch, Pierce, Fenner & Smith IncorporatedComerica Securities12-20-2017
Michael A PleshMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC12-21-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.