Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Frederick BergerMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Abtin ZarrabiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$19208-09-2013
Abtin ZarrabiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5008-09-2013
Alastair David StansfieldMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecure Investment Management, LLC01-29-2018
Alberto De PabloMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-12-2016
Alicia Cassar RiddleMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-11-2016
Andrew Allen HeckelMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10001-13-2012
Andrew Steven IsaacMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Annette Guerra MusaMerrill Lynch, Pierce, Fenner & Smith IncorporatedComerica Securities12-20-2017
Anthony M. AmorosoMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-16-2016
Anthony Michael KingMerrill Lynch, Pierce, Fenner & Smith IncorporatedUSAA Financial Advisors, Inc.02-17-2017
Brad Matthew LarsenMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Brett Michael WoodsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-06-2009
Brian David FriedmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Bryan J. WollheimMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5011-25-2009
Carson Allen HymasMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-31-2017
Casey S. DubinskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.11-04-2016
Christopher Joe KitaeffMerrill Lynch, Pierce, Fenner & Smith IncorporatedRoth Capital Partners, LLC10-26-2009
Corey Andrew HollandMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-06-2018
Corey David LewisMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Cory HowardMerrill Lynch, Pierce, Fenner & Smith IncorporatedDelco Investment Advisors, LLC01-09-2012
Craig Ryan BottolfsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Daniel Morris DozierMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Daniel Robert Bott Sr., Daniel Robert Bott IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-29-2009
David Danial LundbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.10-05-2016
Next Page »

Showing 1 to 25 of 114 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.