Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ernest J. AlbinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCapital Analysts02-13-2020
Abraham Alvin Martinez FloresMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-07-2020
David CrosbyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-05-2020
Anthony Jay HausemanMerrill Lynch, Pierce, Fenner & Smith IncorporatedGWN Securities Inc.12-23-2019
Jovan O. PizarroMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-25-2019
Mikola Alexander EfimenkoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-15-2019
Amy Camille UniceMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors02-14-2019
Robert Alan PlowmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedTransamerica Financial Advisors, Inc12-24-2018
Corey Andrew HollandMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-06-2018
Matthew Eric SymeMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Securities Inc.11-28-2018
Timothy Broadway WoodlockMerrill Lynch, Pierce, Fenner & Smith IncorporatedSchwab Private Client Investment Advisory, Inc.08-23-2018
Tracy Belinda RinaldiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-22-2018
Justin Samuel BakerMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC05-07-2018
Jared Lyle HarguessMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC04-17-2018
Teresa Marie SchuelkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedH. Beck, Inc.04-11-2018
Kareem Khalil KatribMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-02-2018
Christopher William KubaMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation03-29-2018
Sergio Abel SalazarMerrill Lynch, Pierce, Fenner & Smith IncorporatedCentaurus Financial, Inc.03-02-2018
Kyle Michael LevyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-07-2018
Charles Fletcher BrandonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated02-05-2018
Christien N. HughesMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Command Financial Planning, Inc.01-09-2018
Michael A PleshMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC12-21-2017
Annette Guerra MusaMerrill Lynch, Pierce, Fenner & Smith IncorporatedComerica Securities12-20-2017
Rayan AliMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-11-2017
Cynthia Marie EarlMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-29-2017
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Showing 1 to 25 of 304 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.