Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Fernando K. CubillasMerrill Lynch, Pierce, Fenner & Smith IncorporatedPfs Investments Inc.09-23-2019
Luke Anthony MillikinMerrill Lynch, Pierce, Fenner & Smith IncorporatedBofA Securities, Inc.05-28-2019
Corey Andrew HollandMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-06-2018
Matthew Eric SymeMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Securities Inc.11-28-2018
Teresa Marie SchuelkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedH. Beck, Inc.04-11-2018
Stephen Daniel GrimesMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.04-06-2018
Sergio Abel SalazarMerrill Lynch, Pierce, Fenner & Smith IncorporatedCentaurus Financial, Inc.03-02-2018
Alastair David StansfieldMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecure Investment Management, LLC01-29-2018
Michael A PleshMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC12-21-2017
Annette Guerra MusaMerrill Lynch, Pierce, Fenner & Smith IncorporatedComerica Securities12-20-2017
Nicholas James HarperMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC11-27-2017
Carson Allen HymasMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-31-2017
Ethan Oliver RivasMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.07-03-2017
Kathryn Jane HallMerrill Lynch, Pierce, Fenner & Smith IncorporatedBMO Harris Financial Advisors, Inc.06-12-2017
Jurate MayerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-25-2017
Justin Wray NewmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Securities Inc.04-03-2017
Anthony Michael KingMerrill Lynch, Pierce, Fenner & Smith IncorporatedUSAA Financial Advisors, Inc.02-17-2017
Kieron John FlintMerrill Lynch, Pierce, Fenner & Smith IncorporatedMFS Fund Distributors, Inc.02-14-2017
Katelyn Clark GallagherMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.02-09-2017
Mark Clay NixonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-13-2017
Joshua J. GeorgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.12-06-2016
Mathew Philip OfmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedBOK Financial Services, Inc.11-04-2016
Casey S. DubinskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.11-04-2016
Nicholas Anthony MaccaroneMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-03-2016
Ryan S. PerkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-12-2016
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Showing 1 to 25 of 115 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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