Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Theresa E ChacopulosMorgan StanleyWells Fargo Clearing Services, LLC$30210-04-2013
Jocelyn R StarkMorgan StanleyCharles Schwab & Co., Inc.09-17-2020
Thomas Albert AssaloneMorgan StanleyOppenheimer & Co. Inc.$10009-16-2020
Timothy D BryanMorgan StanleyAmeriprise Financial Services, LLC$2509-09-2020
Jacob Scott ConwayMorgan StanleyJ.P. Morgan Securities LLC07-24-2020
Nicholas SowaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-16-2020
Connor Ward MessmanMorgan StanleyVanguard Marketing Corporation07-06-2020
Michael MassaraMorgan StanleyVanguard Marketing Corporation07-01-2020
Thomas Eugene Taylor IIIMorgan StanleyWells Fargo Clearing Services, LLC06-08-2020
Brian C Bolton IIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2020
Bahadir SenelMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2020
Matthew H FeaglerMorgan StanleyVanguard Marketing Corporation03-23-2020
Isiah M BrownMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-23-2020
Michael A LloydMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2019
Henry Chad Yen JrMorgan StanleyVanguard Marketing Corporation11-08-2019
Justin Lee FreeMorgan StanleyWells Fargo Clearing Services, LLC10-15-2019
Ronald DiazMorgan StanleyJ.P. Morgan Securities LLC06-20-2019
Geoffrey D GarnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-10-2019
Damen J ChanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2019
Eric Joseph TranMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2019
Christopher Conrad VadrevuMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-10-2019
Laci DavisMorgan StanleyVanguard Marketing Corporation04-09-2019
Juan Ramon RomanMorgan StanleyCharles Schwab & Co., Inc.04-08-2019
Christopher J AngerMorgan StanleyVanguard Marketing Corporation04-08-2019
Johannes Bensiek KaraffaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2019
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Showing 1 to 25 of 86 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.