Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jane Larriva RojasMorgan StanleyUbs International Inc.$15006-08-2009
Luis Felipe MartinezMorgan StanleyUbs International Inc.$5006-08-2009
William John DeichmannMorgan StanleyJ.P. Morgan Securities LLC$1,00010-30-2009
Petr ChytkaMorgan StanleyCharles Schwab & Co., Inc.06-14-2010
Katherine Esser MercerMorgan StanleyComerica Securities$5010-25-2010
Magaly CarsonMorgan StanleyWells Fargo Clearing Services, LLC$5011-18-2010
Troy Reese CorbridgeMorgan StanleyBMO Harris Financial Advisors, Inc.$5004-15-2011
Jonathon Ray PaulMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-26-2011
Kyle Morgan BackusMorgan StanleyMML Investors Services, LLC$1,00010-19-2011
Jeffery J SlumpMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2507-23-2012
Anthony John Deguzman EsguerraMorgan StanleyWells Fargo Clearing Services, LLC$5010-05-2012
Thaxton Thrasher PetersonMorgan StanleyUBS Financial Services Inc.$5002-01-2013
Robert Arthur LenzMorgan StanleyWells Fargo Clearing Services, LLC$1003-01-2013
Justin Wade BreeceMorgan StanleyUBS Financial Services Inc.$5003-01-2013
David Thomas HixonMorgan StanleyProEquities, Inc.06-20-2013
Theresa E ChacopulosMorgan StanleyWells Fargo Clearing Services, LLC$30210-04-2013
Theresa Elena ChacopulosMorgan StanleyWells Fargo Clearing Services, LLC$15010-04-2013
Lindsey Michelle MartinMorgan StanleyWells Fargo Clearing Services, LLC10-04-2013
Cesar Martin Castelo JrMorgan StanleyJ.P. Morgan Securities LLC11-15-2013
Nicholas Anthony CiprianoMorgan StanleyE*TRADE Capital Management, LLC06-27-2014
Anna Delia AlvaradoMorgan StanleyJ.P. Morgan Securities LLC11-06-2014
Guillermina FranklinMorgan StanleyJ.P. Morgan Securities LLC11-06-2014
Roberto Javier MonroyMorgan StanleyJ.P. Morgan Securities LLC11-06-2014
Max E SanelMorgan StanleyJ.P. Morgan Securities LLC02-02-2015
Eric Andrew OlsonMorgan StanleyJ.P. Morgan Securities LLC02-02-2015
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Showing 1 to 25 of 86 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.