Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Christopher FraserMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2018
Aaron M SupitaMorgan StanleyJ.P. Morgan Securities LLC07-14-2014
Abtin ZarrabiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$19208-09-2013
Adam Benjamin CarlatMorgan StanleyVora Wealth Management, PLLC04-01-2013
Adam Gerald DegiorgioMorgan StanleyJ.P. Morgan Securities LLC08-25-2015
Aishwarya Rajeev AdyanthayaMorgan StanleyEdward Jones06-10-2016
Alan John SandlerMorgan StanleyEdward Jones$50008-20-2013
Alejandro Burrola HernandezMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-13-2011
Alexander F BarrettMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2013
Ana Maria AlburquerqueMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2018
Andrew Siegel, Nickolaus Roeschley, William KuleshMorgan StanleyWells Fargo Advisors$23110-05-2012
Anna Delia AlvaradoMorgan StanleyJ.P. Morgan Securities LLC11-06-2014
Anthony John D. EsguerraMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50010-05-2012
Arthur Raymond ChowMorgan StanleyVanguard Marketing Corporation10-05-2018
Blake Edward RorbachMorgan StanleyRegal Securities, Inc.02-15-2013
Bobbi J LanganMorgan StanleyUSAA Investment Management Company04-05-2019
Brad Paul KnightMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2018
Brian Richardson CastilloMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2009
Bryan P KlontzMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2013
Casey Alan MichelMorgan StanleyCharles Schwab & Co., Inc.07-30-2018
Cesar Martin Castelo Jr.Morgan StanleyJ.P. Morgan Securities LLC11-15-2013
Christopher Conrad VadrevuMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-10-2019
Christopher Dale Anders SolomonMorgan StanleyVanguard Marketing Corporation04-09-2019
Christopher James AngerMorgan StanleyVanguard Marketing Corporation04-08-2019
Christopher John ChaffonMorgan StanleyWaddell & Reed08-24-2009
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Showing 1 to 25 of 155 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.