Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Alan LloydMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2019
Joseph Alan TurleyMorgan StanleyPublic Safety Financial/Galloway11-12-2019
Kyle Bradley EagerMorgan StanleyUBS Financial Services Inc.11-11-2019
Henry C. Yen Jr.Morgan StanleyVanguard Marketing Corporation11-08-2019
Justin L FreeMorgan StanleyWells Fargo Clearing Services, LLC10-15-2019
Tom L. NguyenMorgan StanleyCharles Schwab & Co., Inc.09-18-2019
Ronald DiazMorgan StanleyJ.P. Morgan Securities LLC06-20-2019
Geoffrey GarnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-10-2019
Ryan P. GriffinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-10-2019
Peple Mcguire Burton IIIMorgan StanleyMCG Planning Solutions04-16-2019
Damen J. ChanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2019
Eric Joseph TranMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2019
Christopher Conrad VadrevuMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-10-2019
Laci Hanabah DavisMorgan StanleyVanguard Marketing Corporation04-09-2019
Christopher Dale Anders SolomonMorgan StanleyVanguard Marketing Corporation04-09-2019
Juan R. RomanMorgan StanleyCharles Schwab & Co., Inc.04-08-2019
Christopher James AngerMorgan StanleyVanguard Marketing Corporation04-08-2019
Bobbi J LanganMorgan StanleyUSAA Investment Management Company04-05-2019
Kaylene C. GammonMorgan StanleyVanguard Marketing Corporation04-05-2019
Mark S. TorresMorgan StanleyVanguard Marketing Corporation04-05-2019
Olivia Courtney WeinMorgan StanleyVanguard Marketing Corporation04-05-2019
Johannes Bensiek KaraffaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2019
Jeffrey Allen MeyersMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2019
Timothy John AnthonyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2019
Kyle Thomas PodgurskiMorgan StanleyVanguard Marketing Corporation04-04-2019
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Showing 1 to 25 of 148 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.