Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andre Kapulenui KalunaPruco Securities, LLC.SterlingPfeifer Wealth Advisors PC$10002-26-2019
Angela Delores MelenovichPruco Securities, LLC.LPL Financial LLC08-11-2017
Ann ZlamalPruco Securities, LLC.Waddell & Reed07-14-2017
Antonio MagallanezPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2019
Brandon David PerlowPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-09-2019
Christopher Dwyane SheltonPruco Securities, LLC.PFS Investments Inc.11-10-2010
Dan Derald FerrinPruco Securities, LLC.MWA Financial Services Inc.$50008-27-2018
Douglas Louis BolterPruco Securities, LLC.Harbour Investments, Inc.$25008-21-2015
Enrique Becerra Jr.Pruco Securities, LLC.MetLife Securities Inc.01-28-2014
Garett Christopher GrenskyPruco Securities, LLC.Edward Jones07-29-2010
Gerardo MendozaPruco Securities, LLC.BBVA Securities Inc.12-17-2018
Grace E. PengPruco Securities, LLC.J.P. Morgan Securities LLC07-14-2016
Harold Don SmithPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25002-06-2019
James Hilton MatthewsPruco Securities, LLC.Allstate Financial Services, LLC12-11-2017
James Jason Lee AtwaterPruco Securities, LLC.BBVA Securities Inc.03-29-2018
John David BorzonePruco Securities, LLC.LPL Financial LLC$15007-16-2019
John James RadaPruco Securities, LLC.Cetera Advisors LLC$10009-09-2019
Joseph Kevin CroninPruco Securities, LLC.Ameriprise Financial Services, Inc.08-03-2009
Laurence Anthony GrossPruco Securities, LLC.Foresters Financial Services, Inc.02-13-2019
Michael Charles Guida Jr.Pruco Securities, LLC.Centaurus Financial, Inc.12-26-2011
Reed AustinPruco Securities, LLC.Foresters Financial Services, Inc.02-13-2019
Sandra Ann SmithPruco Securities, LLC.AXA Advisors, LLC05-21-2012
Sean Francis BelilesPruco Securities, LLC.LPL Financial LLC11-22-2017
Sergio Jude Mejia Sr.Pruco Securities, LLC.Nationwide Investment Services Corporation08-21-2019
Stephen Paul CummardPruco Securities, LLC.Arque Capital, Ltd.04-01-2016
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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