Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Patrick JackPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$50001-22-2016
Bruce Alan MeyerPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$10003-01-2011
Darrell Arnold StockPurshe Kaplan Sterling InvestmentsMorgan Stanley & Co. LLC$10003-27-2009
David Blane DaughtreyPurshe Kaplan Sterling InvestmentsCambridge Investment Research Advisors, Inc.$50004-01-2011
Erick Scot NewtonPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$10004-01-2011
Joel Lee KarpinskiPurshe Kaplan Sterling InvestmentsSecurities Service Network, LLC$10001-27-2012
Lauren Lee MorganPurshe Kaplan Sterling InvestmentsMorgan Wealth Management, Inc.$10003-11-2011
Matthew Joseph FigueroaPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.04-01-2016
Michael Clawson BirdPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.$50010-14-2016
Nikki Kay SutcliffePurshe Kaplan Sterling InvestmentsCharles Schwab & Co., Inc.$50006-12-2018
Rick Lewis HortonPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.$15010-17-2011
Samuel Abraham LawsonPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC$10005-15-2015

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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