Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Haydon Spalding IIIRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15010-31-2019
William Reilley HerfRBC Capital Markets, LLCStifel, Nicolaus & Company, Incorporated$10010-21-2019
Cynthia Lou PennerRBC Capital Markets, LLCUBS Financial Services Inc.$15005-31-2019
Byron Neal FoxRBC Capital Markets, LLCUBS Financial Services Inc.$28205-31-2019
Teresa Kay FeathermanRBC Capital Markets, LLCOppenheimer & Co. Inc.09-04-2018
Tim P. Garigan IIIRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00004-23-2018
Gustavo CorteRBC Capital Markets, LLCAXA Advisors, LLC04-02-2018
Maria Idolina PeraltaRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-22-2018
Joseph Stradling BallantyneRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5011-09-2017
Stacy Hadnot QuiriRBC Capital Markets, LLCWells Fargo Clearing Services, LLC11-09-2017
Allen LangerRBC Capital Markets, LLCUBS Financial Services Inc.11-03-2017
J Fredrick MartinezRBC Capital Markets, LLCUBS Financial Services Inc.11-03-2017
Larry LytleRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$6310-03-2017
Gregory James KraemerRBC Capital Markets, LLCVanguard Marketing Corporation11-21-2016
Edward James Churchill IIIRBC Capital Markets, LLCZions Direct, Inc.10-25-2016
William Joseph HertzogRBC Capital Markets, LLCWells Fargo Clearing Services, LLC06-01-2016
Timothy Joseph DunneRBC Capital Markets, LLCUBS Financial Services Inc.05-08-2015
Charles Joseph Pisoni Jr.RBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2014
Teresa M. AgrestaRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-29-2014
Samuel Todd LeeRBC Capital Markets, LLCWells Fargo Clearing Services, LLC08-28-2014
Harold LangerRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-18-2012
John Gerald O'NeillRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2510-18-2012
Aaron Joseph CrowleyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-07-2011
Glenn August PahnkeRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated$15002-18-2011
Mark S. AckelRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated$20002-18-2011
Next Page »

Showing 1 to 25 of 36 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.