Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bryan Christopher DunnRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00006-18-2019
Guillermo EliasRaymond James & Associates, Inc.Morgan Stanley$1,00006-11-2019
Alejandro Burrola HernandezRaymond James & Associates, Inc.Morgan Stanley$106-11-2019
Jorge A. RosasRaymond James & Associates, Inc.Morgan Stanley$15006-11-2019
Joel Andrew EstesRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00011-01-2018
Brandon L CorvinRaymond James & Associates, Inc.Morgan Stanley09-04-2018
Zachary Cole HammRaymond James & Associates, Inc.Vanguard Marketing Corporation07-18-2018
Michael John DwyerRaymond James & Associates, Inc.RBC Capital Markets, LLC$10004-10-2018
Stephen Charles NeffRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10007-13-2017
Bradley Scott MillsRaymond James & Associates, Inc.UBS Financial Services Inc.$15005-10-2016
Kurt H KlingenbergRaymond James & Associates, Inc.Edward Jones$10003-24-2016
Terry Dee CoxRaymond James & Associates, Inc.Edward Jones01-12-2016
Laura Mariann RobbRaymond James & Associates, Inc.Edward Jones10-16-2015
Joshua Paul AylesworthRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10309-30-2015
Robert William BurghartRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10009-30-2015
Carlos A. HurtadoRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-03-2015
Todd Randall HansenRaymond James & Associates, Inc.Edward Jones$30007-31-2015
Melissa Castillo HuckinsRaymond James & Associates, Inc.Edward Jones01-26-2015
Robert William HathawayRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2014
Edward Ryan BuechtingRaymond James & Associates, Inc.Edward Jones08-08-2014
Zachary Stuart BrodtRaymond James & Associates, Inc.Mark Stewart Securities, Inc.06-20-2014
Matthew Stephen BaehrRaymond James & Associates, Inc.UBS Financial Services Inc.$111-01-2013
John LarsenRaymond James & Associates, Inc.Edward Jones$5010-11-2013
James WennlundRaymond James & Associates, Inc.Edward Jones$1008-30-2013
Janet ShinRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2013
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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