Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Charles Jensen JrRaymond James & Associates, Inc.Citigroup Global Markets Inc.$5003-27-2009
Louis Weihon JoeRaymond James & Associates, Inc.Citigroup Global Markets Inc.02-13-2009
Gary Steven WeissRaymond James & Associates, Inc.Citigroup Global Markets Inc.01-16-2009
David John FaheyRaymond James & Associates, Inc.D.A. Davidson & Co.03-28-2018
Kurt H KlingenbergRaymond James & Associates, Inc.Edward Jones$10003-24-2016
Todd Randall HansenRaymond James & Associates, Inc.Edward Jones$30007-31-2015
Edward Ryan BuechtingRaymond James & Associates, Inc.Edward Jones08-08-2014
John LarsenRaymond James & Associates, Inc.Edward Jones$5010-11-2013
James WennlundRaymond James & Associates, Inc.Edward Jones08-30-2013
Marcus Anton FabianoRaymond James & Associates, Inc.J.P. Morgan Securities LLC08-20-2019
Mitchell Joseph OldewurtelRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15011-08-2018
Kim Marie OhlerRaymond James & Associates, Inc.LPL Financial LLC$15006-12-2017
Stephen Charles NeffRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10007-13-2017
Gail Moulson GiclasRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$18706-12-2017
Robert William ParkerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15006-01-2012
Ramon Burrola Ivan Burrola Alex Burrola Adalberto Rosas Guillermo Elias Raymond James & Associates, Inc.Morgan Stanley$21008-23-2018
Ramon Gabriel Burrola JrRaymond James & Associates, Inc.Morgan Stanley$5006-06-2019
Guillermo EliasRaymond James & Associates, Inc.Morgan Stanley$1,00006-06-2019
Ivan Gabriel BurrolaRaymond James & Associates, Inc.Morgan Stanley06-06-2019
Alejandro Burrola HernandezRaymond James & Associates, Inc.Morgan Stanley06-06-2019
Jorge A RosasRaymond James & Associates, Inc.Morgan Stanley$15006-06-2019
Ernesto TruquiRaymond James & Associates, Inc.Morgan Stanley08-16-2017
Guilford Ward NergardRaymond James & Associates, Inc.Morgan Stanley05-17-2013
Ronald Rikio BanRaymond James & Associates, Inc.Morgan Stanley$15005-03-2013
Jeffrey Wilton HaysRaymond James & Associates, Inc.Morgan Stanley05-03-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.