Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Steven WeissRaymond James & Associates, Inc.Citigroup Global Markets Inc.$15001-16-2009
David H JoeRaymond James & Associates, Inc.Citigroup Global Markets Inc.$10002-13-2009
Louis Weihon JoeRaymond James & Associates, Inc.Citigroup Global Markets Inc.$2502-13-2009
Andrew Charles Jensen Jr.Raymond James & Associates, Inc.Citigroup Global Markets Inc.03-27-2009
Douglas William DeubelRaymond James & Associates, Inc.LaSalle St. Securities, LLC$2510-03-2011
Eric Jon WaszolekRaymond James & Associates, Inc.Morgan Stanley02-13-2012
Robert William ParkerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15006-01-2012
Ryan Warner RothermundRaymond James & Associates, Inc.Morgan Stanley09-14-2012
Karl Harris RothermundRaymond James & Associates, Inc.Morgan Stanley09-14-2012
David Joseph BrownRaymond James & Associates, Inc.Morgan Stanley04-26-2013
Ronald Rikio BanRaymond James & Associates, Inc.Morgan Stanley05-03-2013
Jeffrey Wilton HaysRaymond James & Associates, Inc.Morgan Stanley05-03-2013
Guilford Ward NergardRaymond James & Associates, Inc.Morgan Stanley$5005-17-2013
James WennlundRaymond James & Associates, Inc.Edward Jones$1008-30-2013
John LarsenRaymond James & Associates, Inc.Edward Jones10-11-2013
Matthew Stephen BaehrRaymond James & Associates, Inc.UBS Financial Services Inc.11-01-2013
Edward Ryan BuechtingRaymond James & Associates, Inc.Edward Jones08-08-2014
Todd Randall HansenRaymond James & Associates, Inc.Edward Jones$5007-31-2015
Carlos A HurtadoRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-03-2015
Robert William BurghartRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10009-30-2015
Joshua Paul AylesworthRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2509-30-2015
Kurt H. KlingenbergRaymond James & Associates, Inc.Edward Jones$10003-24-2016
Bradley Scott MillsRaymond James & Associates, Inc.UBS Financial Services Inc.05-10-2016
Stephen Charles NeffRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10007-13-2017
Michael John DwyerRaymond James & Associates, Inc.RBC Capital Markets, LLC$10004-10-2018
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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