Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Haydon Spalding IIIRaymond James & Associates, Inc.Morgan Stanley & Co. LLC$7501-13-2009
Gary Steven WeissRaymond James & Associates, Inc.Citigroup Global Markets Inc.$15001-16-2009
Glen Roland GabrielsonRaymond James & Associates, Inc.Citigroup Global Markets Inc.$1001-16-2009
Louis Weihon JoeRaymond James & Associates, Inc.Citigroup Global Markets Inc.$2502-13-2009
Diane Marie KingRaymond James & Associates, Inc.Citigroup Global Markets Inc.02-13-2009
David H JoeRaymond James & Associates, Inc.Citigroup Global Markets Inc.$10002-13-2009
Andrew Charles Jensen Jr.Raymond James & Associates, Inc.Citigroup Global Markets Inc.03-27-2009
Gilbert Ronald MaxwellRaymond James & Associates, Inc.Citigroup Global Markets Inc.05-29-2009
Catharine Bienenu FitchRaymond James & Associates, Inc.Citigroup Global Markets Inc.05-29-2009
Justin Laurence CairnsRaymond James & Associates, Inc.Northwestern Mutual Investment Services, LLC11-11-2009
Edward Robert SittonRaymond James & Associates, Inc.RBC Capital Markets, LLC02-02-2010
Jordan D. JobeRaymond James & Associates, Inc.Edward Jones03-01-2010
David Edward CohnRaymond James & Associates, Inc.WFG Investments, Inc.03-08-2010
Jason Vincent KunzRaymond James & Associates, Inc.Edward Jones10-08-2010
Bryan George BertucciRaymond James & Associates, Inc.Lord Abbett Distributor LLC$5003-15-2011
Douglas William DeubelRaymond James & Associates, Inc.LaSalle St Securities, L.L.C.$2510-03-2011
Von A Alan HallauerRaymond James & Associates, Inc.Edward Jones$2511-04-2011
John Anthony WaszolekRaymond James & Associates, Inc.Morgan Stanley$15002-09-2012
Eric Jon WaszolekRaymond James & Associates, Inc.Morgan Stanley02-13-2012
Robert William ParkerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15006-01-2012
Karl Harris RothermundRaymond James & Associates, Inc.Morgan Stanley09-14-2012
Ryan Warner RothermundRaymond James & Associates, Inc.Morgan Stanley09-14-2012
Rhonda Lynn RommelRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5011-02-2012
Lisa Marie MartinezRaymond James & Associates, Inc.Edward Jones03-12-2013
David Joseph BrownRaymond James & Associates, Inc.Morgan Stanley04-26-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.