Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alejandro Burrola HernandezRaymond James & Associates, Inc.Morgan Stanley06-06-2019
Andrew Charles Jensen Jr.Raymond James & Associates, Inc.Citigroup Global Markets Inc.03-27-2009
Annamarie Theresa StricklandRaymond James & Associates, Inc.USAA Investment Management Company$2502-20-2020
Benjamin Haydon Spalding IIIRaymond James & Associates, Inc.Morgan Stanley & Co. LLC$7501-13-2009
Bradley Scott MillsRaymond James & Associates, Inc.UBS Financial Services Inc.05-10-2016
Brandon L. CorvinRaymond James & Associates, Inc.Morgan Stanley09-04-2018
Bryan Christopher DunnRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00006-18-2019
Bryan George BertucciRaymond James & Associates, Inc.Lord Abbett Distributor LLC$5003-15-2011
Carlos A HurtadoRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-03-2015
Catharine Bienenu FitchRaymond James & Associates, Inc.Citigroup Global Markets Inc.05-29-2009
Christopher Curtis BrownRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00010-04-2018
Clint MartinezRaymond James & Associates, Inc.Edward Jones05-30-2013
David Edward CohnRaymond James & Associates, Inc.WFG Investments, Inc.03-08-2010
David H JoeRaymond James & Associates, Inc.Citigroup Global Markets Inc.$10002-13-2009
David John FaheyRaymond James & Associates, Inc.D.A. Davidson & Co.$10003-28-2018
David Joseph BrownRaymond James & Associates, Inc.Morgan Stanley04-26-2013
Dawn Marie GilbertRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC11-07-2016
Diane Marie KingRaymond James & Associates, Inc.Citigroup Global Markets Inc.02-13-2009
Douglas William DeubelRaymond James & Associates, Inc.LaSalle St Securities, L.L.C.$2510-03-2011
Edward Robert SittonRaymond James & Associates, Inc.RBC Capital Markets, LLC02-02-2010
Edward Ryan BuechtingRaymond James & Associates, Inc.Edward Jones08-08-2014
Eric Jon WaszolekRaymond James & Associates, Inc.Morgan Stanley02-13-2012
Ernesto TruquiRaymond James & Associates, Inc.Morgan Stanley08-16-2017
Gail Moulson GiclasRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$18706-12-2017
Gary Steven WeissRaymond James & Associates, Inc.Citigroup Global Markets Inc.$15001-16-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.