Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Douglas DerrickRaymond James Financial Services, Inc.Edward Jones$2509-04-2020
Lori Ann DerrickRaymond James Financial Services, Inc.Edward Jones$2509-04-2020
Mary Kathryn HolgersenRaymond James Financial Services, Inc.Charles Schwab & Co., Inc.09-04-2020
Samuel John SmithRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-20-2020
Christine NelsonRaymond James Financial Services, Inc.Charles Schwab & Co., Inc.04-28-2020
Alexander BreaRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2020
David Edward AyalaRaymond James Financial Services, Inc.MML Investors Services, LLC12-18-2019
Christopher Mark HilyerRaymond James Financial Services, Inc.MML Investors Services, LLC12-18-2019
Aaron Matthew SchramRaymond James Financial Services, Inc.MML Investors Services, LLC12-18-2019
Gilbert A Gallahar JrRaymond James Financial Services, Inc.Vanguard Marketing Corporation12-09-2019
Stephanie Megan StackhouseRaymond James Financial Services, Inc.Edward Jones$1410-25-2019
Joshua Joseph StackhouseRaymond James Financial Services, Inc.Edward Jones10-25-2019
Alexandra Rose SteaRaymond James Financial Services, Inc.Vanguard Marketing Corporation05-22-2019
Joseph Mitchell GreenbergRaymond James Financial Services, Inc.LPL Financial LLC02-21-2019
David Aaron JonesRaymond James Financial Services, Inc.LPL Financial LLC02-21-2019
Edward Jonathan McLellanRaymond James Financial Services, Inc.LPL Financial LLC$5002-21-2019
Jason Christopher RomeroRaymond James Financial Services, Inc.LPL Financial LLC02-21-2019
Paul Clement WintermantelRaymond James Financial Services, Inc.LPL Financial LLC$5002-21-2019
Rosalva RosalesRaymond James Financial Services, Inc.LPL Financial LLC$2502-21-2019
Eric Shawn MorganRaymond James Financial Services, Inc.LPL Financial LLC02-21-2019
Timothy J ClemensRaymond James Financial Services, Inc.LPL Financial LLC02-21-2019
Joshua Edward FadelRaymond James Financial Services, Inc.LPL Financial LLC02-21-2019
Mitchell S LaytonRaymond James Financial Services, Inc.LPL Financial LLC02-21-2019
Matthew Robert VallelyRaymond James Financial Services, Inc.LPL Financial LLC02-21-2019
Joshua Richard ZahnRaymond James Financial Services, Inc.LPL Financial LLC02-21-2019
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.