Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Paul GuidrozRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC08-27-2012
Thomas J. Curtis IVRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC08-18-2009
Morgan Troy BrownRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC08-18-2009
Albert C. Brown Jr.Raymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC08-18-2009
Daniel Edward KosiskyRaymond James Financial Services, Inc.UBS Financial Services Inc.04-29-2009
Cheryl Kay Flier-BudgettRaymond James Financial Services, Inc.UBS Financial Services Inc.03-06-2009
Matthew J. ClayRaymond James Financial Services, Inc.Russell Investments Implementation Services, LLC10-24-2016
Laura Mariann RobbRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$2501-22-2019
Robert William HathawayRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$5009-25-2018
Terry Dee CoxRaymond James Financial Services, Inc.Raymond James & Associates, Inc.11-20-2017
Jordan D. JobeRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$10003-27-2017
Justin Meyer ColeRaymond James Financial Services, Inc.Raymond James & Associates, Inc.03-27-2017
Jason Vincent KunzRaymond James Financial Services, Inc.Raymond James & Associates, Inc.09-22-2014
Deborah Dutton BaldiniRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$20008-23-2013
Guillermo Hector MongeRaymond James Financial Services, Inc.Mutual Securities, Inc.03-06-2013
Eric WittRaymond James Financial Services, Inc.Morgan Stanley02-15-2019
Theodore Andrew YoungRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2015
Nicholas SilberschlagRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-04-2013
David Aaron JonesRaymond James Financial Services, Inc.LPL Financial LLC$10002-21-2019
Edward Jonathan McLellanRaymond James Financial Services, Inc.LPL Financial LLC$5002-21-2019
Paul Clement WintermantelRaymond James Financial Services, Inc.LPL Financial LLC$5002-21-2019
Eric Shawn MorganRaymond James Financial Services, Inc.LPL Financial LLC$2502-21-2019
Joseph Mitchell GreenbergRaymond James Financial Services, Inc.LPL Financial LLC02-21-2019
Jason Christopher RomeroRaymond James Financial Services, Inc.LPL Financial LLC02-21-2019
Timothy J. ClemensRaymond James Financial Services, Inc.LPL Financial LLC02-21-2019
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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