Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Matthew SchramRaymond James Financial Services, Inc.MML Investors Services, LLC12-18-2019
Albert C Brown JrRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC08-18-2009
Alexander BreaRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2020
Alexandra Rose SteaRaymond James Financial Services, Inc.Vanguard Marketing Corporation05-22-2019
Barbara Jean SuttonRaymond James Financial Services, Inc.Cambridge Investment Research, Inc.$2504-18-2016
Brian Dennis TrimbleRaymond James Financial Services, Inc.Edward Jones$5009-02-2010
Brian Douglas DerrickRaymond James Financial Services, Inc.Edward Jones$2509-04-2020
Caitlyn Renee SalloumRaymond James Financial Services, Inc.Edward Jones11-09-2016
Christine NelsonRaymond James Financial Services, Inc.Charles Schwab & Co., Inc.04-28-2020
Christopher Mark HilyerRaymond James Financial Services, Inc.MML Investors Services, LLC12-18-2019
Christopher R MarinerRaymond James Financial Services, Inc.Edward Jones07-10-2009
Colleen Sue LundyRaymond James Financial Services, Inc.Edward Jones$2202-17-2012
Daniel Edward KosiskyRaymond James Financial Services, Inc.UBS Financial Services Inc.04-29-2009
David Aaron JonesRaymond James Financial Services, Inc.LPL Financial LLC02-21-2019
David Edward AyalaRaymond James Financial Services, Inc.MML Investors Services, LLC12-18-2019
Derek Glenn TrythallRaymond James Financial Services, Inc.Edward Jones10-28-2010
Edward Jonathan McLellanRaymond James Financial Services, Inc.LPL Financial LLC$5002-21-2019
Eric Shawn MorganRaymond James Financial Services, Inc.LPL Financial LLC02-21-2019
Eric WittRaymond James Financial Services, Inc.Morgan Stanley02-15-2019
Gilbert A Gallahar JrRaymond James Financial Services, Inc.Vanguard Marketing Corporation12-09-2019
Greg Alan HartenbowerRaymond James Financial Services, Inc.USAA Financial Advisors, Inc.$10007-15-2016
Guillermo Hector MongeRaymond James Financial Services, Inc.Mutual Securities, Inc.03-06-2013
Jason Christopher RomeroRaymond James Financial Services, Inc.LPL Financial LLC02-21-2019
Jason Legrand SladeRaymond James Financial Services, Inc.Edward Jones$25012-09-2010
Jeffrey Donald BreeseRaymond James Financial Services, Inc.Manulife Investment Management (US) LLC$10006-05-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.