Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley Raymond LundquistRobert W. Baird & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$50003-13-2009
Carl Theodore Sandberg Jr.Robert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10006-19-2018
Christopher Alan HisleRobert W. Baird & Co. IncorporatedMorgan Stanley09-25-2014
Daniel Whiting McauliffeRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10007-31-2009
David Elliott MathiasRobert W. Baird & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-07-2014
Deenna Schunk-PeruRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10001-17-2019
Elizabeth Mildred McCabeRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$49001-17-2019
Frank A. DemarteRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50012-14-2018
G Russell GuardRobert W. Baird & Co. IncorporatedMorgan Stanley03-12-2010
Harvey Royal GammageRobert W. Baird & Co. IncorporatedMorgan Stanley12-04-2009
Irving MindesRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-04-2018
Jacob Andrew DuffyRobert W. Baird & Co. IncorporatedMorgan Stanley$50003-12-2010
Jason Patrick TuretzkyRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10010-17-2018
Jason Robert BrownRobert W. Baird & Co. IncorporatedVanguard Marketing Corporation10-08-2018
Jennifer Suzanne MillsRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10006-19-2018
Karen Lee StepanskiRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10003-13-2015
Kirk Wayne DillerRobert W. Baird & Co. IncorporatedMorgan Stanley$10010-16-2017
Larry Wayne OsaRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC$50006-21-2019
Marc Christopher MillerRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15010-17-2014
Pamela Jean MitchellRobert W. Baird & Co. IncorporatedMorgan Stanley$50001-11-2019
Peter Matthew LisickyRobert W. Baird & Co. IncorporatedVanguard Marketing Corporation02-20-2013
Rex S WilloughbyRobert W. Baird & Co. IncorporatedOppenheimer & Co. Inc.$50005-03-2013
Robert Clarke ChurchRobert W. Baird & Co. IncorporatedMoors & Cabot, Inc.$10012-17-2014
Stephan ColemanRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-20-2015
Tessa Anne WoodRobert W. Baird & Co. IncorporatedMorgan Stanley$25006-07-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.