Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kristina K DahlSecurities America, Inc.Waddell & Reed04-23-2018
Timothy P. RaySecurities America, Inc.Waddell & Reed$2509-25-2013
Karen Denise LongoSecurities America, Inc.Verus Capital Partners, LLC11-28-2014
Francisco Enrique SaenzSecurities America, Inc.USAA Investment Management Company04-02-2019
Carol Helen LarsonSecurities America, Inc.U.S. Bancorp Investments, Inc.06-30-2014
Derek Norman SkainsSecurities America, Inc.Raymond James Financial Services Advisors, Inc08-19-2009
Timothy J. GishSecurities America, Inc.Questar Capital Corporation01-23-2019
Frank John CaliseSecurities America, Inc.Questar Capital Corporation12-26-2018
Edward Henry RodriguezSecurities America, Inc.Questar Capital Corporation12-26-2018
Thomas Donald BenscoterSecurities America, Inc.Questar Capital Corporation12-26-2018
Travis Aaron MorrowSecurities America, Inc.QA3 Financial Corp.02-15-2011
Thomas Russell BugbeeSecurities America, Inc.ProEquities, Inc.04-13-2018
Edward Lynn WilliamsSecurities America, Inc.Mutual of Omaha Investor Services, Inc.$5003-02-2020
Francisco Jose TortSecurities America, Inc.Morgan Stanley$5005-03-2019
Stephen Michael HuntSecurities America, Inc.MML Investors Services, LLC$1004-10-2015
Adam Howard MosbachSecurities America, Inc.M. S. Howells & Co.12-06-2019
Mark John FaberSecurities America, Inc.LPL Financial LLC$9812-18-2019
Lee Clark Brown IIISecurities America, Inc.LPL Financial LLC$5008-28-2018
Owen Keith FarnsworthSecurities America, Inc.LPL Financial LLC10-11-2017
Anna Maria JohnsonSecurities America, Inc.LPL Financial LLC$1910-10-2017
James Peter NorwoodSecurities America, Inc.LPL Financial LLC10-10-2017
Sheila D. HansenSecurities America, Inc.LPL Financial LLC$5010-10-2017
Anthony Theodore RochaSecurities America, Inc.LPL Financial LLC$2510-10-2017
Phillip Paul KrznarichSecurities America, Inc.LPL Financial LLC$1010-10-2017
James Alan MerkelSecurities America, Inc.LPL Financial LLC$1010-10-2017
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.