Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Francisco Jose TortSecurities America, Inc.Morgan Stanley$5005-03-2019
Timothy J. GishSecurities America, Inc.Questar Capital Corporation01-23-2019
Edward Henry RodriguezSecurities America, Inc.Questar Capital Corporation12-26-2018
Kristina K DahlSecurities America, Inc.Waddell & Reed04-23-2018
Thomas Russell BugbeeSecurities America, Inc.ProEquities, Inc.04-13-2018
Ann Brogan MartinSecurities America, Inc.J.W. Cole Advisors, Inc.01-29-2018
Timothy John HollySecurities America, Inc.INVEST Financial Corporation$2512-01-2017
Anthony Theodore RochaSecurities America, Inc.LPL Financial LLC$2510-10-2017
Anna Maria JohnsonSecurities America, Inc.LPL Financial LLC$1910-10-2017
Brent A CattaniSecurities America, Inc.LPL Financial LLC$1010-10-2017
Michael Anthony PhillipsSecurities America, Inc.J.W. Cole Advisors, Inc.02-06-2017
Jodie Lynn GallovichSecurities America, Inc.Foothill Securities, Inc.$15012-08-2016
Marli Anne SmytheSecurities America, Inc.Foothill Securities, Inc.$2012-08-2016
Wayne Richard DubaSecurities America, Inc.Foothill Securities, Inc.12-08-2016
John Kolody Jr.Securities America, Inc.Foothill Securities, Inc.12-08-2016
Robert Wallace StetlerSecurities America, Inc.Foothill Securities, Inc.12-08-2016
Tracy Lynn HunterSecurities America, Inc.Foothill Securities, Inc.12-08-2016
Tiffany Erin LumSecurities America, Inc.Foothill Securities, Inc.12-08-2016
Darren Michael MonroeSecurities America, Inc.Cetera Investment Services LLC06-29-2016
Colleen Mary OshaughnessySecurities America, Inc.MetLife Securities Inc.12-19-2014
Karen Denise LongoSecurities America, Inc.Verus Capital Partners, LLC11-28-2014
Dwight Emil VilhauerSecurities America, Inc.LPL Financial LLC10-27-2014
Glen Gregory BiggsSecurities America, Inc.Access Financial Group, Inc.12-18-2013
Travis Aaron MorrowSecurities America, Inc.QA3 Financial Corp.02-15-2011
Derek Norman SkainsSecurities America, Inc.Raymond James Financial Services Advisors, Inc08-19-2009
Next Page »

Showing 1 to 25 of 27 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.