Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Francisco Jose TortSecurities America, Inc.Morgan Stanley$50005-03-2019
Timothy J. GishSecurities America, Inc.Questar Capital Corporation01-23-2019
Edward Henry RodriguezSecurities America, Inc.Questar Capital Corporation$10012-26-2018
Frank John CaliseSecurities America, Inc.Questar Capital Corporation12-26-2018
Thomas Donald BenscoterSecurities America, Inc.Questar Capital Corporation12-26-2018
Lee Clark Brown IIISecurities America, Inc.LPL Financial LLC$50008-28-2018
Kristina K DahlSecurities America, Inc.Waddell & Reed$10004-23-2018
Thomas Russell BugbeeSecurities America, Inc.ProEquities, Inc.04-13-2018
James Alan WaltersSecurities America, Inc.Lincoln Financial Advisors Corporation02-13-2018
Ann Brogan MartinSecurities America, Inc.J. W. Cole Advisors, Inc.01-29-2018
Timothy John HollySecurities America, Inc.INVEST Financial Corporation$25012-01-2017
Phillip Paul KrznarichSecurities America, Inc.LPL Financial LLC$10010-10-2017
Brent A CattaniSecurities America, Inc.LPL Financial LLC$10010-10-2017
Anna Maria JohnsonSecurities America, Inc.LPL Financial LLC$19010-10-2017
Anthony Theodore RochaSecurities America, Inc.LPL Financial LLC$25010-10-2017
Gregory Michael LinneburSecurities America, Inc.PFG Advisors$40010-10-2017
Sheila D. HansenSecurities America, Inc.LPL Financial LLC$50010-10-2017
James Peter NorwoodSecurities America, Inc.LPL Financial LLC10-10-2017
Tedd Alfred BellSecurities America, Inc.LPL Financial LLC10-10-2017
Justin David KrznarichSecurities America, Inc.LPL Financial LLC10-10-2017
Michael Anthony PhillipsSecurities America, Inc.J. W. Cole Advisors, Inc.02-06-2017
Darren Michael MonroeSecurities America, Inc.Cetera Investment Services LLC06-29-2016
Stephen Michael HuntSecurities America, Inc.MML Investors Services, LLC$10004-10-2015
Colleen Mary OshaughnessySecurities America, Inc.MetLife Securities Inc.12-19-2014
Karen Denise LongoSecurities America, Inc.Verus Capital Partners, LLC$25011-28-2014
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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