Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rick Kevin CluckSecurities America, Inc.Lincoln Financial Securities Corporation02-13-2009
Catherine Victoria GarciaSecurities America, Inc.Lincoln Financial Securities Corporation02-13-2009
Derek Norman SkainsSecurities America, Inc.Raymond James Financial Services Advisors, Inc08-19-2009
Gregory Gregory VanderburghSecurities America, Inc.Capwest Securities, Inc.01-01-2011
Travis Aaron MorrowSecurities America, Inc.QA3 Financial Corp.02-15-2011
Paul Austin DevereauxSecurities America, Inc.Edward Jones02-03-2012
Timothy P. RaySecurities America, Inc.Waddell & Reed$2509-25-2013
Glen Gregory BiggsSecurities America, Inc.Access Financial Group, Inc.12-18-2013
Carol Helen LarsonSecurities America, Inc.U.S. Bancorp Investments, Inc.06-30-2014
Dwight Emil VilhauerSecurities America, Inc.LPL Financial LLC10-27-2014
Karen Denise LongoSecurities America, Inc.Verus Capital Partners, LLC11-28-2014
Stephen Michael HuntSecurities America, Inc.MML Investors Services, LLC$1004-10-2015
Darren Michael MonroeSecurities America, Inc.Cetera Investment Services LLC06-29-2016
Kevin Scott PhillipsSecurities America, Inc.J. W. Cole Advisors, Inc.02-06-2017
Michael Anthony PhillipsSecurities America, Inc.J. W. Cole Advisors, Inc.02-06-2017
Anna Maria JohnsonSecurities America, Inc.LPL Financial LLC$1910-10-2017
James Peter NorwoodSecurities America, Inc.LPL Financial LLC10-10-2017
Sheila D. HansenSecurities America, Inc.LPL Financial LLC$5010-10-2017
Anthony Theodore RochaSecurities America, Inc.LPL Financial LLC$2510-10-2017
Phillip Paul KrznarichSecurities America, Inc.LPL Financial LLC$1010-10-2017
James Alan MerkelSecurities America, Inc.LPL Financial LLC$1010-10-2017
Tedd Alfred BellSecurities America, Inc.LPL Financial LLC10-10-2017
Brent A CattaniSecurities America, Inc.LPL Financial LLC$1010-10-2017
Guy Lincoln AustinSecurities America, Inc.LPL Financial LLC10-10-2017
Justin David KrznarichSecurities America, Inc.LPL Financial LLC10-10-2017
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.