Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Ethan FurmanskiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-02-2009
Troy Athearn TunellUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-23-2009
Randolph Stephen MooreUBS Financial Services Inc.RBC Capital Markets, LLC$50002-12-2009
David Ambrose PozniakUBS Financial Services Inc.Citigroup Global Markets Inc.$10005-01-2009
Matthew Alfenso GimmelliUBS Financial Services Inc.Citigroup Global Markets Inc.05-22-2009
Pina CarinoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2010
Lucille Ann DenosUBS Financial Services Inc.Morgan Stanley$50006-09-2010
John Allan SchmidtUBS Financial Services Inc.Morgan Stanley$10009-01-2010
Anne Marie SpitzerUBS Financial Services Inc.Morgan Stanley$10009-16-2010
Thomas Michael JeffreyUBS Financial Services Inc.Morgan Stanley$15009-16-2010
Norman Robert LemusUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-14-2011
Theresa Campbell ThorsonUBS Financial Services Inc.Morgan Stanley$25006-10-2011
Christian Trygve-Lee StoutUBS Financial Services Inc.Morgan Stanley$75006-29-2011
Matthew Michael MeyerUBS Financial Services Inc.Morgan Stanley06-29-2011
Kelly Eugene HolmesUBS Financial Services Inc.Morgan Stanley06-29-2011
Peter William HumphreysUBS Financial Services Inc.Morgan Stanley06-30-2011
Esteban HernandezUBS Financial Services Inc.Allstate Financial Services, LLC08-08-2011
John Michael ShultzUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2011
Jonathan Mayo MitchellUBS Financial Services Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15409-08-2011
Nicholas George AbdyUBS Financial Services Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15409-08-2011
Robert James TrudeauUBS Financial Services Inc.Ameriprise Financial Services, Inc.$25011-16-2011
Robert Larry BurnsUBS Financial Services Inc.Ameriprise Financial Services, Inc.$25011-16-2011
Ted W HawksUBS Financial Services Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-23-2011
Robert John LehnhardtUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50001-12-2012
Bishara A BahbahUBS Financial Services Inc.Morgan Stanley$25001-17-2012
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Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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