Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tahni Marie KingUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2017
Kyle Michael LevyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-02-2016
Daniel Thomas MoyerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-21-2015
Ryan Michael CoxUBS Financial Services Inc.Morgan Stanley08-06-2015
Michael Young ChoyUBS Financial Services Inc.Morgan Stanley07-16-2015
Susie Anne WongUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2015
Blake Edward RorbachUBS Financial Services Inc.Morgan Stanley03-17-2015
William John Paynter Jr.UBS Financial Services Inc.Morgan Stanley10-17-2014
John M. StarczynskiUBS Financial Services Inc.GWN Securities Inc.06-02-2014
Derek Michael NiermanUBS Financial Services Inc.Morgan Stanley05-02-2014
Todd Christopher WigginsUBS Financial Services Inc.Morgan Stanley05-02-2014
Sarah Catherine WhitmoreUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2013
Harold Walter HarrisonUBS Financial Services Inc.GWN Securities Inc.05-10-2013
Randal John ComposantoUBS Financial Services Inc.GWN Securities Inc.05-10-2013
Kevin John CameronUBS Financial Services Inc.Morgan Stanley04-01-2013
Matthew Stephen BaehrUBS Financial Services Inc.Morgan Stanley04-13-2012
Ted W HawksUBS Financial Services Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-23-2011
John Michael ShultzUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2011
Esteban HernandezUBS Financial Services Inc.Allstate Financial Services, LLC08-08-2011
Peter William HumphreysUBS Financial Services Inc.Morgan Stanley06-30-2011
Matthew Michael MeyerUBS Financial Services Inc.Morgan Stanley06-29-2011
Kelly Eugene HolmesUBS Financial Services Inc.Morgan Stanley06-29-2011
Pina CarinoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2010
Matthew Alfenso GimmelliUBS Financial Services Inc.Citigroup Global Markets Inc.05-22-2009
Peter Yong ChoyUBS Financial Services Inc.Morgan Stanley$10007-16-2015
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Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.