Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cheryl Louise WilsonUSAA Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-26-2009
Adam Fouad ZedanUSAA Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-23-2009
Kathryn M. DinsmoreUSAA Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-23-2009
Heath Edward WhetselUSAA Financial Advisors, Inc.Charles Schwab & Co., Inc.03-12-2009
Barry Michael O'SheaUSAA Financial Advisors, Inc.J.P. Morgan Securities LLC$10010-09-2009
Michael William TroxellUSAA Financial Advisors, Inc.Fidelity Brokerage Services LLC12-15-2009
Michael K. Robbins IIUSAA Financial Advisors, Inc.Chase Investment Services Corp.$1012-15-2009
Michael Stephen Frazier Jr.USAA Financial Advisors, Inc.Key Investment Services LLC02-02-2010
Mary Margaret BudzienUSAA Financial Advisors, Inc.MML Investors Services, LLC04-13-2010
Todd Dexter MuncyUSAA Financial Advisors, Inc.Charles Schwab & Co., Inc.04-26-2010
Kathleen Ruth CashattUSAA Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2506-08-2010
Daniel Fallon TafoyaUSAA Financial Advisors, Inc.Wells Fargo Investments, LLC09-15-2010
Christopher Paul KallmesUSAA Financial Advisors, Inc.Parkland Securities, LLC09-27-2010
Daniel James GomezUSAA Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-29-2010
Reid GreenspanUSAA Financial Advisors, Inc.Wells Fargo Investments, LLC11-29-2010
Phillip Jon ColemanUSAA Financial Advisors, Inc.Edward Jones$1002-21-2011
Patrick Edward NugentUSAA Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-29-2011
Gameel F TannousUSAA Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2011
Jamin Dishon ArmsteadUSAA Financial Advisors, Inc.Edward Jones02-27-2012
Ann Marie BarberUSAA Financial Advisors, Inc.Charles Schwab & Co., Inc.11-26-2012
Richard C. HarrisonUSAA Financial Advisors, Inc.Edward Jones$1011-26-2012
Kevin Brent WhitenackUSAA Financial Advisors, Inc.Charles Schwab & Co., Inc.11-26-2012
Stuart E. WellsUSAA Financial Advisors, Inc.Vanguard Marketing Corporation12-21-2012
Michael G GobbatoUSAA Financial Advisors, Inc.J.P. Morgan Securities LLC04-05-2013
Anna Teresa PescoUSAA Financial Advisors, Inc.Vanguard Marketing Corporation05-20-2013
Next Page »

Showing 1 to 25 of 119 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.