Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jarrod Charles NunnUnited Planners' Financial Services of America A Limited PartnerKMS Financial Services, Inc.$5009-30-2020
Randolph Stephen MooreUnited Planners' Financial Services of America A Limited PartnerSecurities Service Network, LLC$5007-23-2020
Tyra A MooreUnited Planners' Financial Services of America A Limited PartnerSecurities Service Network, LLC$2507-23-2020
Donald Troy ViethUnited Planners' Financial Services of America A Limited PartnerInternational Assets Investment Management, LLC07-15-2020
Paul Edward HlodnickiUnited Planners' Financial Services of America A Limited PartnerWoodbury Financial Services, Inc.01-30-2020
Michael Gregory BrahmerUnited Planners' Financial Services of America A Limited PartnerBernicke Wealth Management, Ltd.$15009-27-2019
Keri Anne HoltonUnited Planners' Financial Services of America A Limited PartnerLincoln Financial Advisors Corporation$2506-07-2018
Robert Julian EscamilloUnited Planners' Financial Services of America A Limited PartnerWells Fargo Clearing Services, LLC01-20-2017
Philip Anthony RiposoUnited Planners' Financial Services of America A Limited PartnerCadaret, Grant & Co., Inc.$5012-07-2015
Amy Margaret RuschUnited Planners' Financial Services of America A Limited PartnerCambridge Investment Research, Inc.09-08-2015
Karen EB EldredgeUnited Planners' Financial Services of America A Limited PartnerLPL Financial LLC07-30-2015
Christina Marie BeckerUnited Planners' Financial Services of America A Limited PartnerFirst Financial Equity Corporation07-16-2015
Robert Cady HellerUnited Planners' Financial Services of America A Limited PartnerProEquities, Inc.04-30-2015
Joseph Michael FeichtelUnited Planners' Financial Services of America A Limited PartnerMML Investors Services, LLC10-24-2013
Jeffrey Peterson WilcockUnited Planners' Financial Services of America A Limited PartnerFirst Financial Equity Corporation06-28-2013
Mark Stephen HallUnited Planners' Financial Services of America A Limited PartnerMeridian United Capital, LLC07-20-2012
Kelvin William GoldUnited Planners' Financial Services of America A Limited PartnerVoya Financial Advisors, Inc.06-13-2012
Matthew L WilsonUnited Planners' Financial Services of America A Limited PartnerVoya Financial Advisors, Inc.06-13-2012
Tyson J SterlingUnited Planners' Financial Services of America A Limited PartnerJ.P. Turner & Company, L.L.C.$2504-14-2010
Kenneth William Oliverio JrUnited Planners' Financial Services of America A Limited PartnerCharles Schwab & Co., Inc.$15002-09-2010

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.