Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Joseph ChalmersUnited Planners' Financial Services of America A Limited PartnerSummit Brokerage Services, Inc.$1010-13-2017
Robert Julian EscamilloUnited Planners' Financial Services of America A Limited PartnerWells Fargo Clearing Services, LLC01-20-2017
Robert Michael Mitchell Jr.United Planners' Financial Services of America A Limited PartnerSecurities America, Inc.11-28-2016
Amy Margaret RuschUnited Planners' Financial Services of America A Limited PartnerCambridge Investment Research, Inc.09-08-2015
Karen E.B. EldredgeUnited Planners' Financial Services of America A Limited PartnerLPL Financial LLC07-30-2015
Wayne Charles BrantleyUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.07-14-2015
Robert Cady HellerUnited Planners' Financial Services of America A Limited PartnerProEquities, Inc.04-30-2015
William A. Siegler Jr.United Planners' Financial Services of America A Limited PartnerNext Financial Group, Inc.06-09-2014
Jason Christopher EricksonUnited Planners' Financial Services of America A Limited PartnerCapital Financial Services, Inc.$5002-06-2014
Ann Lee VanengelenburgUnited Planners' Financial Services of America A Limited PartnerHarbour Investments, Inc.12-06-2013
Stephen Thomas MinihanUnited Planners' Financial Services of America A Limited PartnerFinancial West Group11-15-2013
Joseph Michael FeichtelUnited Planners' Financial Services of America A Limited PartnerMML Investors Services, LLC10-24-2013
James Eugene MalinowskiUnited Planners' Financial Services of America A Limited PartnerAPW Capital, Inc.$5005-29-2013
Harry AppelUnited Planners' Financial Services of America A Limited PartnerRoyal Alliance Associates, Inc.04-19-2013
Laura Mae ChangUnited Planners' Financial Services of America A Limited PartnerLPL Financial LLC03-28-2013
Raymond Daniel DemartiUnited Planners' Financial Services of America A Limited PartnerINVEST Financial Corporation07-26-2012
Mark Stephen HallUnited Planners' Financial Services of America A Limited PartnerMeridian United Capital, LLC07-20-2012
Kelvin William GoldUnited Planners' Financial Services of America A Limited PartnerVoya Financial Advisors, Inc.$10006-13-2012
Matthew L. WilsonUnited Planners' Financial Services of America A Limited PartnerVoya Financial Advisors, Inc.06-13-2012
Niles Poole Geary IIUnited Planners' Financial Services of America A Limited PartnerWells Fargo Clearing Services, LLC05-17-2012
Theodore Jay JonesUnited Planners' Financial Services of America A Limited PartnerEdward Jones$5003-23-2012
Robert Barrett SchillingUnited Planners' Financial Services of America A Limited PartnerCetera Advisor Networks LLC03-02-2012
Dwight Alfred MachaelUnited Planners' Financial Services of America A Limited PartnerSagePoint Financial, Inc.$5002-22-2012
Shawn David MacdonaldUnited Planners' Financial Services of America A Limited PartnerCapital Financial Services, Inc.11-30-2011
Michael Richard RadfordUnited Planners' Financial Services of America A Limited PartnerNational Securities Corporation$1007-26-2011
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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