Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Wayne SmithUnited Planners' Financial Services of America A Limited PartnerSagePoint Financial, Inc.03-31-2009
Stephen Charles LynchUnited Planners' Financial Services of America A Limited PartnerBolton Global Capital$2504-02-2009
Billy Edward FosterUnited Planners' Financial Services of America A Limited PartnerLPL Financial LLC06-03-2009
Richard Vincent MulfordUnited Planners' Financial Services of America A Limited PartnerAssociated Securities Corp.08-03-2009
Daniel Thomas HobanUnited Planners' Financial Services of America A Limited PartnerMutual Service Corporation08-10-2009
Anthony Michael Sce IIIUnited Planners' Financial Services of America A Limited PartnerWaterstone Financial Group, Inc.08-31-2009
Steven Michael SingerUnited Planners' Financial Services of America A Limited PartnerMutual Service Corporation09-04-2009
George Edwin Rall Jr.United Planners' Financial Services of America A Limited PartnerRaymond James Financial Services Advisors, Inc10-15-2009
Kenneth William Oliverio Jr.United Planners' Financial Services of America A Limited PartnerCharles Schwab & Co., Inc.02-09-2010
Tyson J. SterlingUnited Planners' Financial Services of America A Limited PartnerJ.P. Turner & Company, L.L.C.$2504-14-2010
Jon Michael ZoetUnited Planners' Financial Services of America A Limited PartnerNext Financial Group, Inc.$1006-25-2010
Patrick Vernon RobisonUnited Planners' Financial Services of America A Limited PartnerCambridge Investment Research, Inc.09-16-2010
John David DoddUnited Planners' Financial Services of America A Limited PartnerLPL Financial LLC10-12-2010
Robert Joseph McDonoughUnited Planners' Financial Services of America A Limited PartnerProspera Financial Services, Inc.$1003-14-2011
Kevin Glen BairdUnited Planners' Financial Services of America A Limited PartnerHouseholder Group Financial Advisors, LLC$5007-20-2011
Michael Richard RadfordUnited Planners' Financial Services of America A Limited PartnerNational Securities Corporation$1007-26-2011
Shawn David MacdonaldUnited Planners' Financial Services of America A Limited PartnerCapital Financial Services, Inc.11-30-2011
Dwight Alfred MachaelUnited Planners' Financial Services of America A Limited PartnerSagePoint Financial, Inc.$5002-22-2012
Robert Barrett SchillingUnited Planners' Financial Services of America A Limited PartnerCetera Advisor Networks LLC03-02-2012
Theodore Jay JonesUnited Planners' Financial Services of America A Limited PartnerEdward Jones$5003-23-2012
Niles Poole Geary IIUnited Planners' Financial Services of America A Limited PartnerWells Fargo Clearing Services, LLC05-17-2012
Kelvin William GoldUnited Planners' Financial Services of America A Limited PartnerVoya Financial Advisors, Inc.$10006-13-2012
Matthew L. WilsonUnited Planners' Financial Services of America A Limited PartnerVoya Financial Advisors, Inc.06-13-2012
Mark Stephen HallUnited Planners' Financial Services of America A Limited PartnerMeridian United Capital, LLC07-20-2012
Raymond Daniel DemartiUnited Planners' Financial Services of America A Limited PartnerINVEST Financial Corporation07-26-2012
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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