Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dirk Gregory DegrootUnited Planners' Financial Services of America A Limited PartnerCetera Advisors LLC08-05-2019
Alyse Nicole MullinsUnited Planners' Financial Services of America A Limited PartnerForesters Financial Services, Inc.01-22-2018
Robert Julian EscamilloUnited Planners' Financial Services of America A Limited PartnerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)01-20-2017
John Matthew RileyUnited Planners' Financial Services of America A Limited PartnerTrendency Capital Management, LLC12-07-2016
Robert Michael Mitchell Jr.United Planners' Financial Services of America A Limited PartnerSecurities America, Inc.11-28-2016
Evan M Tidwell-WeinzierlUnited Planners' Financial Services of America A Limited PartnerMetLife Securities Inc.08-31-2016
George Lewis GrombacherUnited Planners' Financial Services of America A Limited PartnerMML Investors Services, LLC06-22-2016
Michele Lynn HerzbergUnited Planners' Financial Services of America A Limited PartnerMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2016
Gregory VanderburghUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.09-29-2015
Amy Margaret RuschUnited Planners' Financial Services of America A Limited PartnerCambridge Investment Research, Inc.09-08-2015
Karen E.B. EldredgeUnited Planners' Financial Services of America A Limited PartnerLPL Financial LLC07-30-2015
Robert Cady HellerUnited Planners' Financial Services of America A Limited PartnerProEquities, Inc.04-30-2015
Philip Hunter BervigUnited Planners' Financial Services of America A Limited PartnerConscient Capital, LLC02-11-2015
Susan Jane TalbottUnited Planners' Financial Services of America A Limited PartnerMetLife Securities Inc.02-05-2015
William Randolph Hicks Jr.United Planners' Financial Services of America A Limited PartnerEssex National Securities, LLC10-09-2014
Lynn Richard Calvert IIUnited Planners' Financial Services of America A Limited PartnerAmerican Financial Network Advisory Services, LLC09-20-2014
Charles Thomas Wade IVUnited Planners' Financial Services of America A Limited PartnerEdward Jones09-02-2014
Peter Laurence RoweUnited Planners' Financial Services of America A Limited PartnerLPL Financial LLC07-28-2014
Ann Lee VanengelenburgUnited Planners' Financial Services of America A Limited PartnerHarbour Investments, Inc.12-06-2013
Joseph Michael FeichtelUnited Planners' Financial Services of America A Limited PartnerMML Investors Services, LLC10-24-2013
Brent MatthewUnited Planners' Financial Services of America A Limited PartnerSecure Investment Management, LLC08-23-2013
Harry AppelUnited Planners' Financial Services of America A Limited PartnerRoyal Alliance Associates, Inc.04-19-2013
Laura Mae ChangUnited Planners' Financial Services of America A Limited PartnerLPL Financial LLC03-28-2013
Derek Edwin WoodsUnited Planners' Financial Services of America A Limited PartnerAWM Asset Management LLC03-15-2013
Mark Stephen HallUnited Planners' Financial Services of America A Limited PartnerMeridian United Capital, LLC07-20-2012
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Showing 1 to 25 of 81 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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