Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Jimenez Herrera Sr.Wedbush Securities Inc.UBS Financial Services Inc.$50004-21-2009
Kurt Edwin MarkgrafWedbush Securities Inc.UBS Financial Services Inc.$10004-24-2009
Lori Elaine CallahanWedbush Securities Inc.UBS Financial Services Inc.$25004-24-2009
Donald Patton ScottWedbush Securities Inc.UBS Financial Services Inc.$50004-27-2009
Gabriel Roman KendzioraWedbush Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20005-26-2009
Christopher Andrew HendersonWedbush Securities Inc.Banc of America Investment Services, Inc.07-31-2009
Daniel Walter JacobsonWedbush Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-29-2010
Gerry Mcneill ThornbroWedbush Securities Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25009-20-2010
Daniel Chareles BertoletWedbush Securities Inc.Morgan Stanley$50011-07-2014
Michael Sean MurphyWedbush Securities Inc.MSM Financial LLC$10011-25-2014
Ted W. HawksWedbush Securities Inc.UBS Financial Services Inc.$50006-05-2015
Cynthia Ann DufourWedbush Securities Inc.Lawson Financial Corporation08-01-2016
Lawrence Clanton TeetsWedbush Securities Inc.Lawson Financial Corporation08-03-2016
Donald Lee BagleyWedbush Securities Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10001-14-2019

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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