Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Eric PadillaWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.10-17-2016
Angela Kolb CagwinWells Fargo Advisors Financial Network, LLCNorthwestern Mutual Investment Services, LLC$1003-31-2016
Daniel Harlan WelkerWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5007-10-2015
Lawrence Van Van QuathemWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-19-2015
Noel William GersonWells Fargo Advisors Financial Network, LLCEdward Jones03-27-2015
Norman Jack SavinWells Fargo Advisors Financial Network, LLCMorgan Stanley$5007-20-2012
Lane Laron ReynoldsWells Fargo Advisors Financial Network, LLCCetera Investment Services LLC$2503-23-2012
Matthew Zachary RosenWells Fargo Advisors Financial Network, LLCWaddell & Reed12-16-2011
Roger Kent StubbsWells Fargo Advisors Financial Network, LLCFirst Allied Securities, Inc.$5009-04-2009
Elizabeth E CracchioloWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-12-2009
Peter Gregory CarbonaroWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-20-2009

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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