Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Michael BatsonWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5001-02-2009
William Joseph HochwaltWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5002-13-2009
Angelo CilientoWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2502-20-2009
Stephen Robert HatcherWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-20-2009
Arnold Hinsdale KrausWells Fargo Clearing Services, LLCRoth Capital Partners, LLC03-05-2009
John KukichWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC03-31-2009
Nathan C KrankWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-09-2009
David Duane JacobsenWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5004-23-2009
Eddie J HavinsWells Fargo Clearing Services, LLCMorgan Stanley$15001-22-2010
Jeffrey Jon RomeroWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-29-2010
Kevin James PiskaWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$1,00004-23-2010
Tim Patrick HaleyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2010
Ewell Burton Butler JrWells Fargo Clearing Services, LLCMorgan Stanley$1,00010-27-2010
Gerald Lee PeraWells Fargo Clearing Services, LLCMorgan Stanley10-27-2010
Shawn Arthur WelchWells Fargo Clearing Services, LLCMorgan Stanley$1,00010-29-2010
Gregory Allen HolditchWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-05-2010
John Russell GrahamWells Fargo Clearing Services, LLCMorgan Stanley01-03-2011
Carl Stewart WarrenWells Fargo Clearing Services, LLCBBVA Compass Investment Solutions, Inc.01-03-2011
Gary Michael SchmertmannWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-18-2011
David Lee ToddWells Fargo Clearing Services, LLCMorgan Stanley$5002-25-2011
Jeff Thomas BruunWells Fargo Clearing Services, LLCChase Investment Services Corp.$2503-01-2011
Michael Paul AbbottWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00003-04-2011
Ryan M ZwargWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-25-2011
Lynn Merrill TaylorWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-27-2011
Wayne Cary BallingerWells Fargo Clearing Services, LLCMorgan Stanley$1,00008-26-2011
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Showing 1 to 25 of 129 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.