Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Michael BatsonWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC01-02-2009
Steven Kenneth LewisWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2009
Brian Howard BratspisWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-15-2009
Michael Joseph HerronWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1002-06-2009
Diane Marilyn MayerWells Fargo Clearing Services, LLCEdward Jones02-13-2009
William Joseph HochwaltWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5002-13-2009
Angelo CilientoWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-20-2009
Stephen Robert HatcherWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-20-2009
Adrienne LeeWells Fargo Clearing Services, LLCChase Investment Services Corp.$2502-27-2009
Arnold Hinsdale KrausWells Fargo Clearing Services, LLCRoth Capital Partners, LLC$20003-05-2009
John KukichWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5003-31-2009
Thomas Francis FarberWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10004-09-2009
Nathan C KrankWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-09-2009
Sean Eugene RileyWells Fargo Clearing Services, LLCUBS Financial Services Inc.04-16-2009
David Duane JacobsenWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10004-23-2009
Bryan Christopher DunnWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-07-2009
Brian Louis BollWells Fargo Clearing Services, LLCChase Investment Services Corp.05-21-2009
Jane Elizabeth SchroederWells Fargo Clearing Services, LLCMorgan Stanley06-10-2009
Deborah Lynn RushingWells Fargo Clearing Services, LLCMorgan Stanley06-10-2009
Susan Mary VoelkelWells Fargo Clearing Services, LLCMorgan Stanley06-10-2009
William Joseph HertzogWells Fargo Clearing Services, LLCMorgan Stanley06-26-2009
Barbara Jean MarquisWells Fargo Clearing Services, LLCUBS Financial Services Inc.08-14-2009
Kyle Lynn DeckerWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2510-15-2009
Eddie J HavinsWells Fargo Clearing Services, LLCMorgan Stanley$10001-22-2010
Jeffrey Jon RomeroWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-29-2010
Next Page »

Showing 1 to 25 of 216 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.