Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Thomas DugawWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Agustin EliasWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Amos Lingyuan YuWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Andrew James SiegelWells Fargo Clearing Services, LLCMorgan Stanley$15010-05-2012
Angelo CilientoWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-20-2009
Arnold Hinsdale KrausWells Fargo Clearing Services, LLCRoth Capital Partners, LLC$20003-05-2009
Arvie Mackinnon AllisonWells Fargo Clearing Services, LLCMorgan Stanley02-17-2012
Barbara Jean MarquisWells Fargo Clearing Services, LLCUBS Financial Services Inc.08-14-2009
Benedetto John D'AlessandroWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$2501-03-2011
Benjamin D ZamoraWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Benjamin Haydon Spalding IIIWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$7508-06-2010
Bernard David HarrisWells Fargo Clearing Services, LLCLPL Financial LLC08-31-2017
Brad Dexter RichardsonWells Fargo Clearing Services, LLCMorgan Stanley$10011-10-2011
Brandon Lee KlippelWells Fargo Clearing Services, LLCEdward Jones01-22-2016
Brenda G. CazaresWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Brendan Doyle DugganWells Fargo Clearing Services, LLCEdward Jones$1002-22-2013
Brendon R BiegelWells Fargo Clearing Services, LLCMorgan Stanley07-16-2019
Brian Glenn JeffriesWells Fargo Clearing Services, LLCMorgan Stanley$5002-17-2012
Brian John HorvathWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Bruce Alfred D'AgostiniWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Cameron David PetersWells Fargo Clearing Services, LLCA.G.P. / Alliance Global Partners11-21-2013
Carl Stewart WarrenWells Fargo Clearing Services, LLCBBVA Compass Investment Solutions, Inc.01-03-2011
Carol Craddock JordanWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Catherine Martha LamasWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Charles Elliott Gibbs Jr.Wells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
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Showing 1 to 25 of 184 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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