Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lawrence Clanton TeetsAmeriprise Financial Services, LLCWedbush Securities Inc.06-14-2019
Parshalla Kay WoodAmeriprise Financial Services, LLCWedbush Securities Inc.$2506-14-2019
Robert Eugene NicholsLPL Financial LLCRaymond James Financial Services, Inc.$5006-14-2019
Luke GebertBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2019
Taylor Philip SalbergCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2019
William M. LarueFidelity Brokerage Services LLCUSAA Investment Management Company06-11-2019
Dillon Hoyt McCloudCharles Schwab & Co., Inc.Charles Schwab & Co., Inc.06-10-2019
Geoffrey GarnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-10-2019
Ryan P. GriffinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-10-2019
Keith Richard HuebnerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2019
John L Wilson Sr.Ameriprise Financial Services, LLCEdward Jones06-07-2019
Hayley Maxine BowenSagePoint Financial, Inc.SagePoint Financial, Inc.06-07-2019
Tessa Anne WoodRobert W. Baird & Co. IncorporatedMorgan Stanley$2506-07-2019
Daniel KalotaWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC06-07-2019
Ramon Gabriel Burrola Jr.Raymond James & Associates, Inc.Morgan Stanley$5006-06-2019
Guillermo EliasRaymond James & Associates, Inc.Morgan Stanley$1,00006-06-2019
Ivan Gabriel BurrolaRaymond James & Associates, Inc.Morgan Stanley06-06-2019
Alejandro Burrola HernandezRaymond James & Associates, Inc.Morgan Stanley06-06-2019
Jorge A. RosasRaymond James & Associates, Inc.Morgan Stanley$15006-06-2019
George Matthew MulveyBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-04-2019
David A. RobbinsMoors & Cabot, Inc.J.P. Morgan Securities LLC06-03-2019
Catherine Elaine IvySagePoint Financial, Inc.LPL Financial LLC06-03-2019
Sherry Ann MillerShepherd Wealth & RetirementLPL Financial LLC$10006-03-2019
Brent Allen MarshallGradient Advisors, LLCHorter Investment Management, LLC06-03-2019
Jules Ronald FreemanAmeriprise Financial Services, LLCUBS Financial Services Inc.$10005-31-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.