Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John David BorzonePruco Securities, LLC.LPL Financial LLC$15007-16-2019
Brendon R BiegelWells Fargo Clearing Services, LLCMorgan Stanley07-16-2019
Shawn Michael PetersonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC07-11-2019
Brandon Eric Quevedo YoungFulgent Wealth ManagementLPL Financial LLC07-10-2019
Ronald DiazMorgan StanleyJ.P. Morgan Securities LLC06-20-2019
Bryan Christopher DunnRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00006-18-2019
Michael Richard Mazzella Jr.Mazzella Estate & Asset Management, LLCHouseholder Group Estate & Retirement Specialists06-17-2019
Stephanie Dawn NolanCambridge Investment Research, Inc.M. S. Howells & Co.06-17-2019
Robert Eugene NicholsLPL Financial LLCRaymond James Financial Services, Inc.$5006-14-2019
Parshalla Kay WoodAmeriprise Financial Services, Inc.Wedbush Securities Inc.$2506-14-2019
Lawrence Clanton TeetsAmeriprise Financial Services, Inc.Wedbush Securities Inc.06-14-2019
Luke GebertBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2019
Ryan P. GriffinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-10-2019
Daniel KalotaWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.06-07-2019
John L Wilson Sr.Ameriprise Financial Services, Inc.Edward Jones06-07-2019
Guillermo EliasRaymond James & Associates, Inc.Morgan Stanley$1,00006-06-2019
Jorge A. RosasRaymond James & Associates, Inc.Morgan Stanley$15006-06-2019
Ramon Gabriel Burrola Jr.Raymond James & Associates, Inc.Morgan Stanley$5006-06-2019
Ivan Gabriel BurrolaRaymond James & Associates, Inc.Morgan Stanley06-06-2019
Alejandro Burrola HernandezRaymond James & Associates, Inc.Morgan Stanley06-06-2019
George Matthew MulveyBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-04-2019
Larry Dorame Jr.Kestra Investment Services, LLCParsonex Securities, Inc.06-03-2019
Catherine Elaine IvySagePoint Financial, Inc.LPL Financial LLC06-03-2019
Byron Neal FoxRBC Capital Markets, LLCUBS Financial Services Inc.$28205-31-2019
Cynthia Lou PennerRBC Capital Markets, LLCUBS Financial Services Inc.$15005-31-2019
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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